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THE ROLE OF NAVAL FORCES IN THE NON-MILITARY MARITIME DOMAIN, dissertation writing

THE ROLE OF NAVAL FORCES IN THE NON-MILITARY
MARITIME DOMAIN

ABSTRACT
Title of Dissertation: The Role of Naval Forces in the Non-Military Maritime Domain
Degree: Master of Science
This dissertation evaluates the role of naval forces in the non-military maritime domain by
considering their general role in non-military operations along with their history and evolution. The
protection of coastal interests is considered through an Assessment of the navy’s enforcement role in
matters including ‘hot pursuit’ leading to a comparison with coast guard operations allied to the
differences between military and non-military operations. An examination is undertaken of the role
of naval forces in maintaining state sovereignty in terms of the security and control of their
maritime domain through consideration of matters including a coastal state’s jurisdiction over the
adjoining seas, Exclusive Economic Zones (EEZ) and the continental shelf is. In addition, this
dissertation considers the value of convoy protection in the context of the United State of America’s
(USA) supply of convoys to Britain in the Atlantic before the US entered World War II and also
examines ‘safe zones of transit’ in the Gulf of Aden.
Naval forces role in non-military operations is also considered in the context of humanitarian
concerns such as Non-combatant Evacuation Operations (NEO) along with their response to natural
disasters, and issues of anti-smuggling, hydrography and salvage. This entails defining both the
issues of maritime violence and security before considering examples such as the utilization of
navies to combat terrorism including the current debate in relation to interdiction of ships. Finally,
this dissertation undertakes a case study of the Saudi Arabian navy in terms of the way it has looked
to combat smuggling and implement task force 151/152 to provide for convoy protection, sea mine
disposal and other humanitarian operations including combating terrorism. This study, further,
considers the example of the North Yemen blockade that disrupted Al-Houthi’s resupply and to
bring about greater protection through the provision of natural disaster humanitarian Helpance.
Key Words – Role of Naval Forces, Non-Military Operation, Royal Saudi Naval Forces, Royal
Navy, Maritime Domain, Maritime Security, Piracy, Armed Robbery.
iv
TABLE OF CONTENTS
DECLARATION ii
ACKNOWLEDGEMENTS iii

ABSTRACT iv
TABLE OF CONTENTS v
LIST OF ABBREVIATIONS vii
1. INTRODUCTION 1
1.1 Background 1
1.2 Object and Purpose 2

2. PROTECTION OF COASTAL STATE INTERESTS IN MARITIME ZONES 4
2.1 General background to Role of Navy in non-military operation 4
2.2 Comparison with Coast Guard Operations 7
2.3 Enforcement Role of Navy – ‘Hot Pursuit’ 9
2.4 Convoy protection 11
2.5 Humanitarian Role 15
2.6 Hydrography 19
2.7 Salvage 21
2.8 SAR 23
3. ROLE OF NAVY IN MARITIME SECURITY 27
3.1 Defining maritime violence and maritime security 27
3.2 Combating piracy 29
3.3 Combating armed robbery 35
3.4 Combating terrorism 39
3.5 Ship boarding under the SUA convention and interdiction at sea 44
3.6 Freedom of movement 50
v
4. CASE STUDY – ROLE OF SAUDI ARABIAN NAVY 53
4.1 The role of the Saudi navy in maintaining the sovereignty and security of
Saudi Arabia 53
4.2 Anti-smuggling and piracy 57
4.3 Command Task Force and Convoy Protection 58
4.4 Combating Terrorism 60
4.5 Yemen blockade to disrupt Al-Houthi resupply 62
4.6 Natural disaster and humanitarian Helpance 63
5. CONCLUSION & RECOMMENDATIONS 65

5.1 Conclusion 65
5.2 Recommandations 67
REFERENCES 70
vi
LIST OF ABBREVIATIONS

CTF Combined Task Force
COTP Captain Of The Port
C3 Command, Control, and Communications
DHS Department of Homeland Security
EC European Community
EEZ Exclusive Economic Zones
EU European Union
FEMA Federal Emergency Management Agency
FOC Flags Of Convenience
GDP Gross Domestic Product
HAS Homeland Security Act
IHO International Hydrographic Organization
IMO International Maritime Organization
IRA Irish Republican Army
ISPS International Ship & Port Facility Security Code
JTF Joint Task Force
MARSEC Maritime Security Committee
MOD Ministry Of Defence
MSPA Maritime Security Patrol Area
MTSA Maritime Transportation Security Act
NATO North Atlantic Treaty Organization
NEO Non-combatant Evacuation Operations
PLO Palestinian Liberation Organization
PSI Proliferation Security Initiative
RAF Royal Air Force
RCC Rescue Coordination Center
RN United Kingdom Royal Navy
RNLI Royal National Lifeboat Institution
RSNF Royal Saudi Naval forces
SAGMaS Stakeholder Advisory Group on Maritime Security
SANG Saudi Arabian National Guard
SAR Search And Rescue
vii
SNEP Saudi Naval Expansion Program
SOLAS Safety Of Life At Sea
SUA Suppression of Unlawful Acts Against the Safety of Maritime Navigation
TFG Transitional Federal Government
UK United Kingdom
UKHO United Kingdom Hydrographic Office
UN United Nations
UNCLOS United Nations Convention on the Law of the Sea
UNSC United Nations Security Council
USA United State of America
USS United State Ship
USVs Unmanned Surface Vehicles
WMD Weapons of Mass Destruction
viii
Chapter 1 – INTRODUCTION
1.1 Background
To critically evaluate the role of naval forces in the non-military maritime domain, this dissertation
will first look at the general role of the navy in non-military operations and discuss the history and
evolution of the navy to set the purpose of this dissertation. World commerce has been facilitated by
merchant shipping as it carries more than 90% of trade internationally. Additionally, continued
growth of maritime trade in the last few decades has been attended by a corresponding increase in
the threat of piracy. Therefore, although today’s navies have evolved to operate the latest and most
advanced platforms to carry out a mainly war fighting role, they still play important non-military
roles in the maritime domain to safeguard nations commercial interests.
This study will then consider how coastal interests in maritime zones are protected so there is a
need to evaluate the navy’s enforcement role in terms of ‘hot pursuit’ leading to a comparison with
operations undertaken by the coast guard allied to the differences between military and non-military
operations. It is also necessary to examine naval forces role in maintaining individual states
sovereignty in terms of the security and control of their maritime domain through consideration of
matters including a coastal state’s jurisdiction over the adjoining seas, territorial seas, contiguous
zones, Exclusive Economic Zones (EEZ) and the continental shelf.
The discussion will also consider the value of convoy protection in the context of United State of
America (USA) supply of convoys to Britain in the Atlantic before the US entered World War II
and also looking at the matter of ‘safe zones of transit’ established by Combined Task Force (CTF)
units in the vicinity of Gulf of Aden.
The role of the navy in non-military operations will also be considered in the context of
humanitarian concerns such as Non-combatant Evacuation Operations (NEO) along with how
natural disasters have been dealt with by reference to humanitarian Helpance along with issues of
anti-smuggling, hydrography and salvage.
The discussion will then focus on the role of the navy regarding matters of maritime security and
combating of piracy through the adoption of a naval anti-piracy programme. To achieve this there is
a need to define both the issues of maritime violence and security before considering examples in
the context. For example, it will be shown how the navy has been used to combat terrorism in view
of the problems posed through the attacks on vital trading ports and matters associated with
1
problems of hijacking and hostage taking along with specific cases including the Achille Lauro
case. This study will also evaluate the problems with ship boarding under the Convention for the
Suppression of Unlawful Acts Against the Safety of Maritime Navigation (SUA Convention) 1988
(as amended).
There is a need to examine the current debates relating to interdiction of ships regarding the
contradictions recognised between various practices and instruments in international law including
the United Nations Convention on the Law of the Sea (henceforth, the UNCLOS) 1982 (as
amended) and elucidate the key differences between the boarding provisions of the SUA
Convention 1988 in Article 8 and UNCLOS 1982 Article 110.
With the above in mind, this dissertation will also consider the SO-SAN case involving a North
Korean ship that arose in 2002 along with the Proliferation Security Initiative (PSI) of 2003 relating
to ships’ freedom of movement in the context of the ship boarding agreement between USA and
Panama to evaluate whether there is a need for the US Navy to act as a global police force.
It will also be necessary to determine how naval forces can be utilised in the non-military domain to
combat the problems associated with armed robbery.
Finally, before concluding with a summary of the key points derived from this discussion and
making recommendations for reform, this dissertation will also undertake a case study of the Saudi
Arabian navy in terms of the way it has looked to combat smuggling and implement task force
151/152 to provide for convoy protection, sea mine disposal and other humanitarian operations
including combating terrorism.
This study will also consider the example of the North Yemen blockade that disrupted Al-Houthi’s
resupply and to bring about greater protection through the provision of natural disaster humanitarian
Helpance.
1.2 Object and Purpose
To critically evaluate the role of naval forces in the non-military maritime domain, it is necessary to
consider the following objectives of this dissertation. There is a need to evaluate matters including
the interception of ships by naval forces to board, search and carry out law enforcement functions
since it has been inherited from state practice and customary law for dealing with individual nations’
laws along with public order. It is also necessary to consider how the process of ship interdiction
and boarding serves to effectively reflect not only the primary notion of deterrence, but also the first
line of defence and ultimately law preservation to guarantee maritime security both nationally and
2
internationally since it has become part of the law.
Some problems to be examined include combating sea piracy and armed robbery against ships
among other matters which have arisen from inadequate international law regarding navy’s nonmilitary activities related to matters of maritime security. Recommendations will then be made for
determining whether there is a need to reform the law. This will involve considering matters
including the piracy provisions of the UNCLOS 1982 as well as the definition of armed robbery
under International Maritime Organization (IMO) Resolution A.922(22) ‘Code of practice for the
investigation of the crimes of piracy and armed robbery against ships’ adopted on 29th November
2001. There is also a need to analyse the SUA Convention 1988 (as amended) by evaluating the
concept of unlawful acts against the safety of maritime navigation along with security incidents
since it is not yet in force.
In terms of methodology, it is necessary to consider both academic literature along with examples
from around the world because achieving this study’s objectives requires the undertaking of
classical or pure legal analysis and, to draw reasoned conclusions, the law of formal logic needs to
be followed. The value of this dissertation could enrich the pure legal analysis undertaken for the
purpose of this discussion through the conscious application of the rules of formal logic. Formal
logic’s application then permits the examination of the internal interconnection of reasoning by
moving from the particular content of ideas under discussion to examining the structure of
reasoning through orderly thinking. The reason for this is well-ordered thinking is considered useful
always and especially when many similar concepts are utilized in a quite chaotic manner. Moreover,
this discussion looks to use several aids adopted from the process of formal logic such as, for
example, regarding the knowledge of rules for defining relationships between concepts.
3
Chapter 2 PROTECTION OF COASTAL STATE INTERESTS IN MARITIME ZONES
2.1 General background to Role of Navy in non-military operation
Although navies, internationally, have been significant in resolving conflicts since World War II,
they have since developed their non-military role through humanitarian and law enforcement
activities. For example, in August 2005 the United Kingdom (UK) Royal Navy rescued seven
Russians stranded in a submarine off of the Kamchatka peninsula using the Scorpio 45 remotecontrol mini-sub to free the Russian submarine from the fishing nets and cables it was stuck in.1

The same navy also counteracted an attempt at capturing a civilian vessel involving Somali pirates
in November 2008.2
This is despite the fact that the United Kingdom Royal Navy (RN) more
commonly protects British interests internationally by executing the government foreign and
defence policies3
and contributing to the North Atlantic Treaty Organization (NATO) by – (a)
maintaining the Nuclear Deterrent; (b) providing two medium scale maritime task groups with
organic air assets; (c) delivering the commando force; (d) contributing assets to Joint Force Harrier;
(e) contributing assets to Joint Helicopter Command; (f) maintaining standing patrol commitments;
(g) providing mine counter measures; (h) providing hydrographic services; and (i) protecting
EEZs.4
Naval activities for all nations the world over including the UK’s usually involve achieving
maritime security through the prevention of intentional damage undertaken through – (i) Port
Security (i.e. to reduce the risks and mitigate the results of an act threatening personnel, facilities,
vessels, and the public’s security); (ii) Vessel Security (i.e. owners or operators of vessels must
designate security officers, develop security plans based on security assessments, implement
security measures specific to the vessel’s operation to comply with Marine Security); and (c)
Facility Security (i.e. the security of any facility located in, on, under, or adjacent to any waters
subject to the US’ jurisdiction and used, operated, or maintained by a public or private entity).5

Several Acts have been passed to regulate the role and responsibilities of the US Navy. The
Espionage Act 1917 provides for the Coast Guard making regulations to prevent damage to
harbours and vessels during national security emergencies in the US. The Magnuson Act 1950
provides for implementing permanent port security regulations and broad powers to search vessels

1 Naughton. P ‘UK submarine rescue leader says ‘grown men do cry’ Times Online (9th August 2005).
2 Evans. M & Crilly. R ‘Royal Navy in firefight with Somali pirates’ Times Online (12th November 2008).
3 Royal Navy ‘Joint Operations (RN, Army, RAF, NATO)’ Royal Navy (2009).
4 Royal Navy ‘Fleet Deployments’ Royal Navy (2009).
5 Ibid.
4
found in US waters and also control foreign vessels’ movement. The Ports & Waterways Safety Act
1972 followed as a result of a number of major groundings and oil spills that included provisions
for port safety authorities beyond the Magnuson Act 1950 to safeguard the use of port transportation
facilities and enhance efforts undertaken against the marine environment’s degradation. More
recently the Maritime Transportation Security Act (MTSA) 2002 was implemented as a result of the
9/11 terrorist attacks against the US to provide for the application of sweeping new authority to
prevent acts of terrorism in the maritime domain.6

Nevertheless, it is not only the US where significant efforts have been undertaken regarding the
enhancement of the navy’s role in non-military operations in recent history to move the law
forward. For example, policy makers within the European Union (EU) have also improved maritime
security in non-military operations through the provision of laws. Regulation (EC) No 725/2004 on
enhancing ship and port facility security provides for measures to improve the security of ships used
in international trade and associated port facilities against potential unlawful acts including piracy.
Additionally, Regulation (EC) No 725/2004 on enhancing ship & port facility security offers a basis
for the harmonised interpretation, implementation and European Community (EC) monitoring of
special measures to enhance maritime security through the IMO in 2002.7
The IMO amended the
International Convention for Safety Of Life At Sea (SOLAS) 1914 and also established the
International Ship & Port Facility Security Code 2002. Finally, Regulation (EC) No 725/2004 on
enhancing ship and port facility security also made it mandatory for a number of specific
recommendations to be introduced into Part B of the International Ship & Port Facility Security
Code 2002 to enhance maritime security.8
The Port Security Directive 2005/65/EC also enhanced port security in the EU to complement the
security measures introduced by Regulation (EC) No 725/2004 enhancing ship & port facility
security by making an entire port in any given nation subject to a security regime.9
Additionally, the
Port Security Directive 2005/65/EC sought to claim maximum protection for both maritime and
port activities. There is a need for specific measures to cover all ports in an EU Member State.10
The Port Security Directive 2005/65/EC was also implemented to ensure security measures in
keeping with Regulation (EC) No 725/2004 to enhance ship and port facility security to benefit

6 Hoge. J, Jr & Rose. G ‘How Did This Happen?’ Public Affairs (2001), at p.186.
7 Anyanova. E ‘The EC & enhancing ship & port facility security’ 2(1) Journal of International Commercial Law & Technology 25-31.
8 Ibid at pp.25-31.
9 Butcher. L ‘Ports: Security’ House of Commons Library (15th June 2009).
10 Ibid.
5
individual Member States with enhanced security.11 Such measures are meant to apply to all ports
where one or more facilities covered are based and also provides for mechanisms for implementing
these measures and checking they conform to the Directive. Therefore, on the 20th January 2009,
the European Commission submitted a report that assessed the Port Security Directive 2005/65/EC’s
implementation founded upon the information derived from monitoring this Directive.12
Regulation (EC) No 324/2008 on procedures for conducting European Commission inspections in
the field of maritime security was meant to monitor EU Member States’ application of maritime
security legislation.13 This is because the European Commission (EC) undertakes inspections to
verify how effective national quality control systems and maritime security measures, procedures
and structures are in a given Member State’s jurisdiction along with more specific individual port
facilities and relevant companies. The European Maritime Safety Agency also involves itself in
these inspections led by the European Commission within the EU and also provides the
Commission with technical Helpance regarding inspection of ships, relevant companies and
Recognized Security Organizations. Reflecting back upon the Port Security Directive 2005/65/EC,
the European Commission needs to monitor Member States’ implementation jointly with the
inspections regarding both ships and port facilities.14 Therefore, Regulation (EC) No 324/2008 on
procedures for conducting European Commission inspections in the field of maritime security
established procedures for monitoring Directive 2005/65/EC’s implementation.
The European Commission is also helped by a Regulatory Committee (Maritime Security
Committee – MARSEC) that acts according to the regulatory procedure under Article 11 of
Regulation (EC) No 725/2004 and Directive 2005/65/EC.15 This Regulatory Committee is chaired
by the European Commission and includes experts representing all Member States’ interests with an
ongoing periodical exchange of information in the EU. Therefore, best practices and indications
regarding national instructions have been shared through this forum and it was also recently agreed
on the need to establish a mechanism to secure mutual information from EU Member States. The
European Commission also meets regularly with the Stakeholder Advisory Group on Maritime
Security (SAGMaS) to provide a forum for stakeholders to provide guidance regarding the

11 Ibid.
12 Ibid.
13 European Commission Mobility & Transport ‘Maritime Transport – Maritime Security’ European Commission Mobility & Transport (2010).
14 Butcher. L ‘Ports: Security’ House of Commons Library (15th June 2009).
15 See Anyanova. E ‘The EC & enhancing ship & port facility security’ 2(1) Journal of International Commercial Law & Technology 25-31 & Butcher. L ‘Ports: Security’ House of
Commons Library (15th June 2009).
6
MARSEC’s work.16 But the European Commission has also considered inviting any stakeholder
organization with a demonstrable professional interest to offer added value to the subjects under
discussion.17
2.2 Comparison with Coast Guard Operations
When comparing the navy’s role with the coast guard, the US Coast Guard’s activities may be
considered supplemental or, at the very least, complementary to the navy’s work as part of the
Department of Homeland Security (DHS) for maintaining maritime security in the US.18 Section
888(a) (2) of the Homeland Security Act (HSA) 2002 which established the DHS also specifies five
homeland security missions as being the Coast Guard’s predominate focus in its arguably
supplemental role to the navy being – (a) the monitoring and patrol of ports, waterways, and coastal
security; (b) drug interdiction; (c) migrant interdiction; (d) defence readiness; and (e) other law
enforcement purposes. But then section 888(a)(1) has also defined the US Coast Guard’s nonhomeland security missions in support of the US Navy as being focused upon – (i) safety, (ii) search
and rescue, (iii) aids to navigation, (iv) the protection of living marine resources; (v) marine
environmental protection, and (vi) ice operations – although in its proposed 2007 budget the US
Coast Guard excluded drug interdiction and other law enforcement from the homeland security
missions it was to undertake.19
Under the Ports & Waterways Safety Act 1972 and the MTSA 2002 the Coast Guard is responsible
for protecting ships and harbors from subversive acts in the US so the navy can then base its
activities in other areas. 20 As for port security, the Coast Guard is responsible for evaluating,
boarding, and inspecting commercial ships looking to approach American waters, countering
terrorist threats in American ports and helping protect US Navy ships. Therefore, a US Coast Guard
officer in each port is appointed Captain Of The Port (COTP) for the security and safety of both
ships and waterways. But there are also likely to be issues regarding the Coast Guard’s homeland
security operations including sufficiency of funding, assets, and personnel levels for performing
security missions.21 It is also necessary to consider how the Coast Guard assesses security risks to
various ports and prioritises these for allocating port-security funding, implementing a long-range

16 ‘EU Legislation on Maritime Security’ (2010).
17 Ibid.
18 Gray. C. S ‘The Coast Guard & Navy: It’s Time for a ‘national Fleet” (2001) 54(3) Naval War College Review 112.
19 US Department of Homeland Security ‘US Coast Guard [FY]2007 Budget in Brief’ Washington (February 2006), at p.B-2 (Table 1)..
20 Frittelli. J. F ‘Port & Maritime Security: Background & Issues for Congress’ CRS Report RL31733 (2003).
21 Ibid.
7
vessel-tracking system required by MTSA 2002 and inland waterway security along with response
plans.22
The MTSA 2002 charged the US Coast Guard with many maritime homeland security
responsibilities in support of the navy’s maritime non-military regime including assessing port
vulnerabilities and ensuring vessels and port facilities have adequate security plans.23 However,
although the Coast Guard has taken some significant steps, opportunities for improvement still
remain to be explored.24 For example, the Coast Guard has undertaken efforts to enhance mission
performance including a new coastal communication system with the 2006 budget request in the US
including $101 million to help almost all US Coast Guard missions.25 But the US Coast Guard
needs to establish more than 300 towers along the nation’s coasts, whilst there has also been a need
to restructure the Coast Guard’s field units through the greater recognition of the relationship
between resources and command authority and may thus be challenging to implement.26 Finally,
efforts have been made to enhance the US Coast Guard’s station readiness for search and rescue and
other missions – although the Coast Guard’s contracting approach carries a number of inherent risks
that may lead to spiraling costs and slipped schedules.27
The US Coast Guard is still meant to define long-term activity levels for homeland security and has
yet to convert the mission into specific station readiness – although the impact of these new duties
cannot be determined.28 However, many coast guard stations have found themselves unable to meet
current US Coast Guard standards because the US Coast Guard’s strategic plan has not been
updated to reflect increased security responsibilities and the agency lacks specific planned actions.29
For example, a November 2004 DHS Inspector General report found the US Coast Guard has been
faced with significant barriers for improving and sustaining its readiness. For one thing there has
been a significant lack of comprehensive and fully defined performance management systems to
allow the Coast Guard to not only gauge its performance, but also allocate resources and target
areas for improved performance.30 Moreover, the workload also places significant demands upon

22 Ibid.
23 Government Accountability Office (GAO) ‘COAST GUARD[:] Observations on Agency Priorities in Fiscal Year 2006 Budget Request’ GAO-05-364T (17th March 2005).
24 Ibid.
25 Ibid.
26 Ibid.
27 Ibid.
28 Ibid.
29 Ibid.
30 Department of Homeland Security, Office of Inspector General ‘Major Management Challenges Facing The Department Of Homeland Security’ Department of Homeland Security,
(November 2004) at p.17.
8
the US Coast Guard to implement the MTSA 2002 through experienced and trained personnel. The
DHS report also found the US Coast Guard has been faced with challenges to the MTSA 2002’s
implementation and enforcing the required vessel, facility, and area security plans in concert with
the national security and homeland defence strategies and plans.31
A June 2004 General Accounting Office report found both owners and operators have made
progress in developing security plans.32 The US Coast Guard then looked to enhance the process by
permitting both facilities and vessels to continue operating with less than full plan approval as long
as the Coast Guard was satisfied with their progress. The Coast Guard’s strategy for overseeing
security plan implementation will then be faced with numerous challenges.33 In addition, the Coast
Guard & Maritime Transportation Act 2006 provided section 102 authorising an active-duty end
strength of 45,500 for the US Coast Guard, whilst section 201 has also provided for the extension of
the Coast Guard’s vessel and anchorage movement authority to territorial waters up to 12 nautical
miles from shore. In addition, section 202 permits the US Coast Guard to provide technical
Helpance to foreign navies, coast guards, and other authorities, whilst section 404 directed the
Coast Guard to undertake a three-year pilot program for a long-range vessel tracking system.
2.3 Enforcement Role of Navy – ‘Hot Pursuit’
When considering navies enforcement role ‘Hot Pursuit’ has been founded upon “the legitimate
chase of a foreign vessel on the high seas following a violation of the law of the pursuing state
committed . . . within the pursuing state’s jurisdiction” so long as “the chase commences
immediately and the vessel evades visit and search within the jurisdiction, and . . . is carried on
without interruption on to the high seas”.
34 The rationale is based upon the idea “when a vessel or
someone on board . . . , while within foreign territory commits an infraction of its laws she may be
pursued into the open seas, and there arrested”.
35 The reasoning is “that pursuit . . . is considered
to be a continuation of an act of jurisdiction which has been begun, or which but for the accident of
immediate escape would have been begun, within the territory itself, and that it is necessary to
permit it . . . to enable the territorial jurisdiction to be efficiently exercised”.
36 But ‘hot pursuit’ is
related to the high seas freedom of navigation because it constitutes limitations on such freedom as

31 Ibid at p.17.
32 US General Accounting Office ‘Maritime Security: Substantial Work Remains to Translate New Planning Requirements into Effective Port Security’ GAO-04-838 (June 2004).
33 Ibid.
34 O’Connell. D. P ‘The international law of the sea 1984’ Volume 2, Clarendon Press (1984), at pp.1075-1076.
35 Brownlie. I ‘Principles of Public International Law’ 5th Edition, New York :Oxford University Press (1999), at p.309.
36 Ibid at p.309.
9
a clear exception to ‘exclusive flag state jurisdiction’ when all conditions have been satisfied.37
State practice shows ‘hot pursuit’ has been accepted under customary law because the right of ‘hot
pursuit’ is clearly stated in Article 23 of the Law of the Sea 1958 along with Article 111 in
UNCLOS 1982.38 Article 111 states “The hot pursuit of a foreign ship may be undertaken when the
competent authorities of the coastal State have good reason to believe that the ship has violated the
law . . . of that State”. In addition, “Such pursuit must be commenced when the foreign ship or one
of its boats is within the international waters, the archipelagic waters, the territorial sea, or the
contiguous zone if the pursuit has not been interrupted . . . The right of hot pursuit ceases as soon
as the ship pursued enters the territorial sea of its own State or of a third State”. But there are also
qualifications found in these Articles rather than relying on individual state practice. 39 Firstly,
competent authorities of a given coastal State have good reason to believe a given ship has violated
both national laws and regulations. Second, the ship in pursuit is convinced the other ship they are
pursuing is in the territorial sea or the contiguous zone.40 Third, it is not necessary for the order to
stop a particular pursued ship to be given by a ship in the same sea zone – although the pursuit
undertaken can only be commenced after a clear visual or auditory signal to stop has been given.41
Additionally, ‘hot pursuit’ can only be exercised in reality by warships and/or military aircraft along
with other ships or aircraft recognized as being on government service authorized for ‘hot pursuit’.42
But the right of ‘hot pursuit’ stops as long as the ship pursued enters the territorial sea of their
homeland or of a third State.43 Therefore, although there are countries who object to ‘hot pursuit’ in
their EEZs like Brazil because, regarding the UN Convention Against Illicit Traffic in Narcotic
Drugs 1988, the government understands a ship’s arrest within an EEZ needs the coastal state’s
consent.44 As a result, academics have commented on such a state of affairs by finding there is no
reason why ‘hot pursuit’ should be brought to an end when the ship being pursued enters its own
EEZ or a third state.45 On this basis, the case of the ‘I’m Alone’ is interesting to consider since it
explains there is a need for a strong sense of adherence to the qualifications needed for ‘hot pursuit’.

37 Maritime Affairs ‘The Regime of Boarding Ships in International Maritime Law’ Maritime Affairs (2006), at pp.14-16.
38 Churchill. R. R & Lowe. A. V ‘The law of the sea’ 3rd Edition, Juris publishing, Manchester University Press (1999), at p.206.
39 Keyuan. Z ‘Seeking Effectiveness for the Crackdown of Piracy at Sea’ (2005) 59(1) Journal of International Affairs 117.
40 Maritime Affairs ‘The Regime of Boarding Ships in International Maritime Law’ Maritime Affairs (2006), at pp.14-16.
41 Keyuan. Z ‘Seeking Effectiveness for the Crackdown of Piracy at Sea’ (2005) 59(1) Journal of International Affairs 117.
42 Maritime Affairs ‘The Regime of Boarding Ships in International Maritime Law’ Maritime Affairs (2006), at p.15.
43 Keyuan. Z ‘Seeking Effectiveness for the Crackdown of Piracy at Sea’ (2005) 59(1) Journal of International Affairs 117.
44 Maritime Affairs ‘The Regime of Boarding Ships in International Maritime Law’ Maritime Affairs (2006), at p.15.
45 Churchill. R. R & Lowe. A. V ‘The law of the sea’ 3rd Edition, Juris publishing, Manchester University Press (1999), at p.215.
10
The ‘I’m Alone’ had been registered in Canada and was intercepted off the Louisiana coast but, upon
being signaled to stop, refused. The commander of the intercepting vessel was eventually allowed to
board the ‘I’m Alone’, but not to analyze the ship’s papers or search it.46 Therefore, the intercepting
vessel pursued the ‘I’m Alone’ and, on the morning of the third day, was joined by a further vessel
that eventually sank the vessel.
47 The US authorities looked to justify the arrest on the basis of the
Anglo-American Liquor Treaty 1924, but Canada disputed the arrest because the pursuit needed to
have been commenced in the territorial sea and were ultimately awarded compensation.48 On this
basis, cases of interference with foreign ships through arrest and seizure are justifiably considered a
serious matter by placing the risk of action upon the interfering vessel that appears relatively
commensurate with the situation. 49 It is then arguably more desirable to require payment of
compensation for any harm caused through the pursuit of a vessel on inadequate grounds.50
2.4 Convoy Protection
When one considers convoy protection, since the eighteenth century it has been British policy to
maintain at least a one-power standard of naval strength in the Mediterranean due to its importance
to trade. 51 Therefore, during World War II British naval planners were faced not only with
determining what sort of fleet they needed but also how to balance commitments and resources at a
time of greater uncertainty52 to move against the Germans or against the Japanese during World
War II whilst patrolling the Mediterranean.53 This is because Britain needed to reequip its army and
supply the populace with agricultural produce from across the Atlantic.54 But, although it was
undeniable these vessels needed protection, the Royal Navy did not have the resources to meet the
demands of the war and guard transatlantic convoys from attacks from Germany.55 On this basis,
one is left to ponder whether the actions of the Germans during World War II were justified in law
when one considers the vessels involved in a convoy were usually unarmed and often unprotected
for large proportions of their journey.

46 Maritime Affairs ‘The Regime of Boarding Ships in International Maritime Law’ Maritime Affairs (2006), at pp.15-16.
47´
McDougal. M. S & Burke. W ‘The public order of the Oceans, a contemporary international law of the sea’ New Haven Press (1987), at p.900.
48 O’Connell. D. P ‘The international law of the sea 1984’ Volume 2, Clarendon Press (1984), at 1064.
49 McDougal. M. S & Burke. W ‘The public order of the Oceans, a contemporary international law of the sea’ New Haven Press (1987), at p.898.
50 Ibid at p.898.
51 Caravaggio. A. N ‘The Attack at Taranto’ (2006) 59(3) Naval War College Review 103, at paragraph 3.
52 Ibid.
53 Ibid.
54 Robb-Webb. J ’Convoy’, in R. Holmes ‘The Oxford Companion to Military History’ Oxford Reference Online, Oxford University Press (2001).
55 Ibid.
11
Therefore, there is a need to evaluate the law’s development because, for example, ‘enemy
navigation’ refers to all of the ships flying the flag of a nation in a given international conflict.56
The problem is, although both war and auxiliary ships may be legitimate military objectives,
merchant ships cannot usually be attacked unless they serve a military function.57 But merchant
ships may still be subject to visit, search, diversion and capture58 unless they are in neutral waters59
and, where they actively resist an order or travel with enemy warships, they may be subject to
armed force and ‘prize measures’.60 Of course a given flag state can protect its merchant ships but it
has been historically shown this will lead to a conflict being exacerbated.61 Therefore, it is best for
such parties to keep their vessels as far away as possible from hostilities and rely on neutral
navigation62 – although special protection may be provided for certain classes of enemy vessels
presumed to serve innocent purposes.63 Such legal protection was first agreed upon under the 1907
Hague Convention XI64 and later updated by state practice65 – merchant ships are exempt from
attack and/or capture only if they – (a) are innocently employed; (b) submit to identification and
inspection; and (c) do not intentionally hamper combatants movement 66 . However parties in
conflict may claim a broad spectrum of measures affect neutral shipping.67
For example, whilst a merchant vessel flying an enemy state flag is usually considered evidence of
its enemy character, there is no similar rule for determining neutrality.68 Instead, the fact that a
merchant ship is flying the flag of a neutral state is merely prima facie evidence69 because they may
still be the enemy70 and be diverted or captured to check the status.71 Furthermore, problems may
arise in view of the conditions of a modern battlefield because there will often not be any visual
contact between the parties and so the only data available will often be on a computer.72 But parties

56 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.407.
57 von Heinegg. H. W ‘Seekriegsrecht und NeutralitaÈt im Seekrieg’ Duncker und Humblot (English Translation) (1996), at pp. 369 et seq.
58 International Institute of International Humanitarian Law ‘San Remo Manual on International Law Applicable to Armed Conflicts at Sea’ International Institute of International
Humanitarian Law (1994), at paragraphs 118 et seq.
59 Ibid at paragraphs 135.
60 Ibid at paragraph 60.
61 Borchard. E. M ‘Armed Merchantmen’ (1940) 34 American Journal of International Law 107.
62 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.408.
63 Ibid at p.408.
64 Borchard. E. M ‘Armed Merchantmen’ (1940) 34 American Journal of International Law 107..
65 International Institute of International Humanitarian Law ‘San Remo Manual on International Law Applicable to Armed Conflicts at Sea’ International Institute of International
Humanitarian Law (1994) at paragraphs 47.
66 Ibid at paragraph 48.
67 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.409.
68 Ibid at p.409.
69 International Institute of International Humanitarian Law ‘San Remo Manual on International Law Applicable to Armed Conflicts at Sea’ International Institute of International
Humanitarian Law (1994), at paragraph 113.
70 Ibid at paragraph 117.
71 Ibid at paragraphs 114 & 116.
72 In 1983 the World Administrative Radio Conference for the Mobile Services adopted Resolution No. 18 on ‘The Identification of Vessels and Aircraft of States Not Parties to an
12
to armed conflicts at sea must still appreciate the sea’s legitimate uses by neutral states and their
navigation.73
By way of illustration, those involved with Gulf War I attacked neutral tankers because they
contributed to the war-sustaining effort through oil’s export74 – although the US must no longer
expressly characterise neutral merchant vessels as legitimate military objectives simply because
they are included in the enemy’s war-sustaining effort.75 During Gulf War I the US and Kuwait
came to believe the re-flagging of Kuwait tankers was necessary for the US to protect the tankers
against (illegal) attacks by belligerents.76 However, the reality is the US and Kuwait could have
implemented a bilateral agreement through which the US could escort Kuwaiti tankers through the
Arabian Gulf thus protecting them from Iraq and Iran amongst other and legal belligerent measures
of control including visit and search under Article 61 of the 1909 London Declaration.77
Therefore, states in conflict cannot interfere with neutral shipping without justifying their measures
since this will commonly lead to compensatory claims. 78 As for the law of naval warfare and
maritime neutrality, warships may not only harm the enemy but also verify third states shipping is
not involved in activities contributing to the enemy’s efforts. 79 But neutral merchant ships are
subject to visit and search by conflicting parties everywhere beyond neutral waters if there are
reasonable grounds for suspecting they may be captured because of – (i) carrying contraband; (ii)
carrying individual enemy passengers; (iii) operating directly under enemy control; (iv) using
fraudulent documents or lacking those necessary; (v) violating of regulations established by a
conflicting state in naval operations immediate area; or (vi) breaching or attempting to breach a
blockade.80 However, it is still to be appreciated that it is not always necessary to visit and search a
merchant ship if it is diverted from its declared destination.81
Such an alternative to visit and search has to be distinguished from diversion ordered for visit and
International Armed Conflict’ (1984) 66 International Review of the Red Cross 58, at pp.58 et seq.
73 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.411.
74 Council on Ocean Law/Law of the Sea Institute ‘The Persian/Arabian Gulf Tanker War: International Law or International Chaos’ Washington, DC (1988) 19 Ocean Development
& International Law 299.
75 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.418.
76 Ibid at p.419.
77 Ibid at p.419.
78 Ibid at p.411.
79 Ibid at p.411.
80 International Institute of International Humanitarian Law ‘San Remo Manual on International Law Applicable to Armed Conflicts at Sea’ International Institute of International
Humanitarian Law (1994), at paragraph 146.
81 Ibid at paragraph 119.
13
search that does not need consent82 if it is impossible or unsafe.83 Maritime neutrality thus accepts
neutral merchant ships could be faced with considerable losses because their voyage is delayed by
regulation.84 But ‘capture’s’ legality has to be established by a competent ‘prize court’ that can be
problematic if it is justified because of contraband especially if the conflict lasts for a prolonged
period85 – although a conflicting state needs to publish a contraband list.86 This is because all other
goods are free goods meaning their carriage does not justify capture87 and even goods with a neutral
destination from a conflicting state are not contraband. 88 Nevertheless, even a neutral ship’s
destruction can be legal so long as – (a) the safety of those on board is preserved; (b) documents and
papers relating to the prize are safeguarded; and (c) personal effects of the passengers and crew
could be saved. 89 Moreover, “Every effort should be made to avoid destruction of a captured
neutral vessel . . . unless the contraband, . . . , forms more than half the cargo”.
90 Finally, a
merchant ship’s master along with a particular neutral flag state are obliged to be tolerant of the
exercise of ‘prize measures’ regarding the spoils of war.91
The establishment of ‘exclusion’ or ‘operational’ zones have nearly nothing in common with World
Wars I and II different zones along with those of Gulf War I92 as an exceptional measure only where
the following requirements are fulfilled – (a) the same law applies regardless of whether you are in
or out of the zone; (b) the extent, location and duration of the zone; (c) the measures that are
implemented will not exceed what is a military necessity and proportionality; (d) due regard needs
to be given to neutral states rights to the seas legitimate uses; (e) necessary safe passage through the
zone for neutral vessels and aircraft shall be provided where the geographical extent of the zone
significantly impedes free and safe access to the ports and coasts of a neutral state.93 Therefore,
modern exclusion or operational zones can be utilized for facilitating identification in an area not
simply dependent upon military exigencies but also proportionality as a necessary ‘evil’ to be

82 Ibid at paragraph 119.
83 Ibid at paragraph 121
84 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.412.
85 von Heinegg. H. W ‘Seekriegsrecht und NeutralitaÈt im Seekrieg’ Duncker und Humblot (English Translation) (1996), at pp. 369 et seq.
86 International Institute of International Humanitarian Law ‘San Remo Manual on International Law Applicable to Armed Conflicts at Sea’ International Institute of International
Humanitarian Law (1994), at paragraph 149.
87 Ibid at paragraph 150.
88 ‘Helsinki Principles on the Law of Maritime Neutrality’ Final Report of the Committee on Maritime Neutrality, International Law Association, Report of the 68th Conference, Taipei
(1998), at pp.496 et seq.
89 International Institute of International Humanitarian Law ‘San Remo Manual on International Law Applicable to Armed Conflicts at Sea’ International Institute of International
Humanitarian Law (1994), at paragraph 151.
90 Ibid at paragraph 151.
91 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.414.
92 Robertson. H. B, Jr (Editor) ‘The Law of Naval Operations’ 64 International Law Studies, Newport, US Naval War College Press (1991), at p.156.
93 von Heinegg. H. W ‘The Protection of Navigation in Case of Armed Conflict’ (2003) 18 The International Journal of Marine & Coastal Law 401-422, at p.416.
14
preferred over the use of indiscriminate attacks.94
With this in mind, it is also interesting to consider the Gulf of Aden which is an area of water
particularly renowned for piracy and needed greater regulation. The main reason for this has been
put down to a lack of an effective Somalian government with the International Maritime Bureau
reporting over twenty actual and attempted attacks in 2007 off the coast. Further instances also
arose in 2008. By way of example, on 4th April 2008 pirates commandeered a French luxury yacht
in the Gulf of Aden, 95 then on 21st August 2008 a dry cargo ship going from China to the
Netherlands with 40,000 tons of iron ore was hijacked in the gulf, whilst on 15th September 2008
the Japanese chemical tanker Stolt Valor was seized by pirates in the gulf and was only later
released on 16th November 2008 allegedly after a ransom of $2.5 Million was paid.96 Therefore, to
improve the situation as an example of the establishment of a ‘safe zone of transit’ the Maritime
Security Patrol Area (MSPA) was designated as a specified patrol zone within the Gulf of Aden.97
Although the MSPA’s borders are unmarked, it is a narrow, rectangular corridor between Somalia
and Yemen within the Gulf of Aden’s northern sector which was established in August 2008 by the
Combined Task Force 150 (CTF-150).98 The CTF-150 has been recognised as a multinational,
coalition naval task force to deter the destabilising activities already including piracy directed by the
Commander of the US Naval Central Command. 99 As a result, some substantial efforts were
undertaken by the CTF-150 to combat instances of piracy all too frequently arising in the region.
For example, on 11th November 2008, the Indian bulk-carrier Jag Arnav a 38,265-tonne bulk
carrier was attacked by pirates and so the ship sent out an SOS call picked up by an Indian Navy
Warship (INS Tabar) patrolling the region. In response the warship launched an armed helicopter
with marine commandos to prevent the pirates from hijacking the vessel.100

94 Ibid at p.416.
95 Reuters ‘Pirates storm French Yacht off Somalia’ Reuters (4th April 2008).
96 NDTV.Com ‘Two-month ordeal was nightmare: Stolt Valor Captain’ NDTV.Com (18th November 2008).
97 MarEx Newsletter ‘Maritime Security Patrol Area (MSPA) in the Gulf of Aden Established’ MarEx (2008).
98 ICC Commercial Crime Services ‘Coalition warships set up Maritime Security Patrol area in the Gulf of Aden’ International Institute of International Humanitarian Law (26th August
2008).
99 U.S. Naval Forces Central Command/Commander, U.S. 5th Fleet Public Affairs Office ‘Press Release – Combined Task Force 150 thwarts criminal activities’ U.S. Naval Forces
Central Command/Commander, U.S. 5th Fleet Public Affairs Office (22nd September 2008).
100 The Hindu ‘Pirates attack Indian ship, Navy intervenes’ The Hindu (11th November 2008).
15
2.5 Humanitarian Role
When considering the navy’s humanitarian role it is interesting to consider the position of the US
Navy in relation to Helping those living in foreign countries in the event of there being a
humanitarian disaster largely because, in view of the country’s position within the world as one of
the biggest and most powerful, the US is commonly instrumental in relief efforts the world over.101
By way of example, on the 26th December 2004 the earthquake that struck off the northwest coast
of Sumatra led to a tsunami that wreaked havoc around the Indian Ocean in countries including
India, Indonesia, and Thailand killing around 230,000 people, injuring tens of thousands more, and
making 10 million others homeless and displaced. 102 As a result, this led to a significant
humanitarian response ostensibly led by the US Navy (although supported by numerous other
countries) that dispatched P-3C Orion patrol aircraft and an aircraft carrier to Help with relief
operations and conducting survey operations (including search-and-rescue efforts), whilst cargo
planes shuttled supplies to shelter the living and dry ice to preserve the dead.103 Moreover, the USS
Abraham Lincoln undertook the ‘aircraft carrier battle group’ that was dispatched from port in Hong
Kong to Sumatra to provide support to the Indonesian province of Aceh. Additionally, an
‘expeditionary strike group’ led by USS Bonhomme Richad was scheduled for a port call in Guam to
provide further help. Furthermore, around fifty Navy and Marine Corps helicopters were involved,
whilst each ship could produce around 90,000 US gallons of fresh water per day and the US Navy
also deployed the USNS Mercy, a 1,000-bed hospital ship.104
It is also interesting to note if one considers Hurricane Katrina in the US in 2005, the response was
to include federal government agencies including the Federal Emergency Management Agency
(FEMA), state and local-level agencies, federal and National Guard soldiers, non-governmental
organisations, charities, and private individuals. Moreover, many thousands of volunteers and
troops responded or were deployed to redress the problems that arose from the disaster both in the
affected area of New Orleans and Louisiana but also throughout the US at shelters established in at
least 19 states. Therefore, the US Navy dispatched several ships to help the relief efforts carrying
CH-53 Sea Stallion and SH-60 Sea Hawk helicopters already being utilised for search and rescue
and the US Navy also arranged to send eight civilian 14-person ‘Swift Boat’ rescue teams to the

101 Hilpold. P ‘Humanitarian Intervention: Is there a Need for a Legal Reappraisal?’ (2002) 12 European Journal of International Law 437, at pp.437-467.
102 BBC News ‘Giant wave damages S. Asia Economy’ BBC News (28th December 2004).
103 Margesson. R ‘Indian Ocean Earthquake & Tsunami: Humanitarian Helpance & Relief Operations’ Congressional Research Service (CRS) Report for Congress, Order Code
RL32715 (10th February 2005).
104 3rd Fleet Public Affairs ‘Hospital Ship Mercy Sails for Indian Ocean’ Navy.Mil (6th January 2005).
16
disaster zone using C-5 Galaxy cargo planes.105 Furthermore, one Lt General Russel L. Honore of
the army was also appointed to run a temporary special command through Joint Task Force (JTF)
Katrina to coordinate all military responses to the effort based at Camp Shelby in Mississippi,
whilst FEMA asked the Pentagon to have the US Northern Command ready to help.106
More recently regarding the Haitian earthquake of 12th January 2010 the rescue efforts again
involved parties from different states sending aid to Help the Haitian people. But the navy (in
particular the US Navy) arguably played one of the most significant roles in helping to Help in the
wake of the earthquake. For example, the ‘Supercarrier’ USS Carl Vinson arrived with tonnes of
emergency food rations and thousands of gallons of drinking water.107 Additionally, the helicopter
carrier USS Bataan sailed with three large dock landing ships and two survey/salvage vessels to
establish a ‘sea base’ for the rescue108 along with medical support.109 Moreover, to further the relief
effort the buoy tender USCG Oak and USNS Grasp (T-ARS-51) were utilised to assess the damage
done to the port and work to reopen it so at least one pier at the Port-au-Prince seaport was
functional to offload humanitarian aid. 110 Therefore, as a mark of the navy’s importance in
partaking in the resolution of humanitarian disasters, the US Navy listed its resources as including
“17 ships, 48 helicopters and 12 fixed-wing aircraft” along with at least 10,000 sailors and Marines
who delivered thousands of gallons of water and tonnes of food and medical supplies.111
Of course there have been many instances where the US Navy (as well as those based in other
countries) has looked to Help in humanitarian relief efforts, but this is merely reflective of the fact
that humanitarian intervention may be gaining significant international recognition despite its
opposition to the widely-accepted status quo of non-intervention in relation to State sovereignty.
This is largely because some notable problems have materialised from out of the strict adherence to
international legal norms that have developed. The reason for this is the United Nations (UN)
General Assembly Declaration of Principles of International Law Concerning Friendly Relations &
Cooperation Among States in Accordance with the UN Charter 1945 proclaims there is a “duty not
to intervene in matters within the domestic jurisdiction of any state”.
112 This view is then only

105 Warships International Fleet Review ‘Web Special – Hurricane Katrina’ Warships International Fleet Review (6th September 2005).
106 Jackson Free Press ‘Transcript: New Orleans’ Mayor C. Ray Nagin’s Interview’ Jackson Free Press (2nd September 2005).
107 Dreazen. Y ‘US Carrier Carl Vinson joins relief efforts’ The Wall Street Journal (15th January 2010).
108 Farlan. M. M ‘Bataan heads for Haiti’ Navy Times (16th January 2010).
109 Fuentes. G ‘Bunker Hill en route to help Haiti Mission’ Navy Times (18th January 2010).
110 Schept. S ‘CG continues evacuations, clear port’ Navy Times (19th January 2010).
111 US Fleet Forces Public Affairs ‘US Fleet Forces Commander Provides Update on Navy Contributions to Haiti Relief Efforts’ United States Navy (12th January 2010).
112 UN General Assembly Declaration of Principles of International Law Concerning Friendly Relations & Cooperation Among States in Accordance with the Charter of the United
Nations U.N. GAOR, 25th Sess., Supp. No. 18, U.N. Doc. A/8082 (24th October 1970), at p.338.
17
further supported by the UN declaring “The sovereignty, territorial integrity and national unity of
States must be fully respected . . . [and] . . . humanitarian Helpance should be provided with the
consent of the affected country and in principle on the basis of an appeal by the affected
country”.
113
As a result, whenever natural disasters have arisen in the past some significant problems have
developed with the provision of humanitarian Helpance in practice. By way of illustration, when
Cyclone Nargis struck the southern rice–growing region of Myanmar with devastating force in early
May 2008. 114 Nearly 140,000 people were killed or categorized as missing 115 and so the
international community quickly mobilised itself with millions of dollars worth of aid arriving
within days.116 The problem was that this aid remained largely unused because the ruling military
junta regime refused to let foreign aid in117 and instead impounded it118 whilst US Navy ships
languished off the coast with fresh water, supplies, and expertise that was continuously rebuffed.119
Eventually the failure to accept foreign aid became so extreme French Foreign Minister Bernard
Kouchner and a number of US lawmakers appealed to their governments for forced intervention.120
This is largely because until aid was eventually accepted, the choices had seemed somewhat limited
as a reflection of the dilemma between humanitarian intervention (i.e. what is done) and the theory
of responsibility to protect (i.e. why it is done).121
Therefore, as with other bodies, the navy’s humanitarian role can be somewhat limited unless
diplomatic intervention works in the sense that negotiations, sanctions and embargoes work – or
better yet a request for aid is made by the country affected – otherwise the options are limited and a
resort to the use of force to allow for bodies like the navy to exercise their humanitarian role will be
controversial.122 This is because states usually do not interfere with the internal workings of other
sovereign states because they are empowered in international law to exercise exclusive and total
jurisdiction over matters within their territorial borders and, if states do intervene, the offended state

113 UN General Assembly Resolution 46/182, U.N. Doc. A/Res 46/182 (19th December 1991), at Annex 3.
114 Office for the Coordination of Humanitarian Affairs (OCHA) Situation Report No. 46, United Nations, OCHA, Myanmar Cyclone Nargis (21st August 2008).
115 Ibid.
116 Jackson. T. R, Lt Cmdr ‘Bullets for Beans: Humanitarian Intervention & the Responsibility to Protect in Natural Disasters’ (2010) 59 Naval Law Review 1, at p.1.
117 Saputra. A & Mount. M ‘U.S. Marines: Aid Begins to Trickle into Myanmar’ CNN.Com (15th May 2008).
118 Brown. A, Jenkins. G & Chamberlain. G ‘Burma Generals Hijack Cyclone Relief Efforts’ Telegraph.co.uk (10th May 2008).
119 Associated Press ‘US Admiral: Myanmar Junta Unconcerned By Cyclone’ CNN.Com (15th May 2008).
120 See World Federalist Movement Institute for Global Policy ‘The Responsibility to Protect & its Application to the Situation in Burma’ World Federalist Movement Institute for
Global Policy (9th May 2008) & Australia Network News ‘US Congressmen Call for Humanitarian Intervention in Burma’ Australia Network News (17th May 2008).
121 Jackson. T. R, Lt Cmdr ‘Bullets for Beans: Humanitarian Intervention & the Responsibility to Protect in Natural Disasters’ (2010) 59 Naval Law Review 1, at p.2.
122 Ibid at p.2.
18
has the right to defend itself from outside aggressors under Article 2 of the UN Charter 1945.123
However, Cyclone Nargis prompted a request to use the responsibility to protect doctrine as a
justification to force a nation to receive humanitarian aid.124 Whilst the request was not acted upon
in this instance, there is a willingness to consider individual human rights as superior to a State’s
right to sovereignty where there is a significant violation of individuals’ human rights with bodies
like the navy then being mobilized to supply humanitarian aid. 125 But any humanitarian
interventions undertaken without the approval of the UN Security council are still considered by
most international legal scholars to be illegal even where they are morally justified to provide for
greater humanitarian relief under Article 27 of the UN Charter 1945.126
2.6 Hydrography
The navy will also look to play a significant scientific role because, in any given nation state, a
hydrography office has been recognized as a usually national organization that focused upon
acquiring and publishing information in this field. Traditionally, hydrographic offices have sought
to undertake surveys along with the production of nautical charts, whilst many countries also
include numerous services related to navigation that are now a significant focal point for large
governmental organisations in terms of ‘maritime administration’ – although the International
Hydrographic Organization (IHO) refers to them as ‘hydrographic offices’ and they are regulated via
the Convention on the International Hydrographic Organization 1970 (as amended). But, along with
nautical charts, a significant number of hydrographic offices seek to publish books and periodicals
referred to as nautical publications principally including – (a) sailing directions; (b) lists of lights
(i.e. lighthouses and light buoys); (c) tides; (d) Ephemerides and Nautical Almanacs for celestial
navigation; and (e) Notice to Mariners.127 Moreover, hydrographic organisations will also often
involve themselves in services including – (i) pilotage; (ii) search and rescue; (iii) maintenance of
navigation aids; (iv) weather observation; (v) sea traffic information and surveillance; (vi) maritime
research; and (vii) regulatory affairs relating to general ship safety.128

123 Ibid at p.4.
124 World Federalist Movement Institute for Global Policy ‘The Responsibility to Protect & its Application to the Situation in Burma’ World Federalist Movement Institute for Global
Policy (9th May 2008).
125 Report of the International Commission on Intervention & State Sovereignty (ICISS) ‘The Responsibility to Protect Report’ ICISS (December 2001) at p.12.
126 Jackson. T. R, Lt Cmdr ‘Bullets for Beans: Humanitarian Intervention & the Responsibility to Protect in Natural Disasters’ (2010) 59 Naval Law Review 1, at p.6.
127 Dawson. L. S ‘Memoirs of Hydrography: Including Brief Biographies of the Principal Officers who Have Served in H.M. Naval Surveying Service Between the Years 1750 & 1885:
Part I: 1750-1830’ H.W. Keay (1830), at pp.94–5.
128 Ibid at pp.94-95.
19
Hydrographic organizations may also involve themselves in hydrogeology regarding the discharges
of rivers over a period of time shown in data form on a hydrograph, which can also show the
volume of water that reaches a particular outfall or location in a sewerage network – i.e. the design
of surface water sewerage and combined systems.129 The discharge is measured at a certain point in
a river and is typically time variant with types of hydrograph including storms, floods, annual
hydrographs, direct run-off hydrography and effective run-off hydrograph. Therefore, through the
navy’s activities a broad variety of factors affecting a given example of a hydrograph are identified
and published: (a) watershed; (b) the area of a basin receiving rainfall, (c) land-use; (d) drainage
density; (e) duration of rainfall and precipitation intensity and type; (f) evapotranspiration rates; (g)
river geometrics; (h) the season; (i) previous weather; (j) vegetation type and cover; (k) River
conditions; (l) initial conditions; and (m) soil permeability and thickness.130
In 1795 the UK Hydrographer office was established whilst the Royal Navy began to collate both
charts and related surveys officially, reputedly after Admiral Sir Cloudesley Shovell was lost near
the Scilly Isles on an uncharted reef in October 1707.131 Originally hydrographic data was mainly
collected through the utilisation of ordinary Royal Navy ships. But, by the middle of the twentieth
century, a purpose-built survey vessel was launched via the HMS Vidal and the current ships now
form the ‘Hydrographic Squadron’, whilst the use of echo sounder and electronic equipment saw a
big increase in the quantity and quality of the collection of data.132 Now, however, the United
Kingdom Hydrographic Office (UKHO) is an integral part of the Ministry Of Defence (MOD) as
opposed to a naval department in Taunton, Somerset and is widely lauded for its ability to produce
the Admiralty chart series, which details virtually every stretch of water that can be navigated on
Earth. Interestingly, however, despite its links to a public body the government in the UK needs
agencies including the UKHO to be self-funding in maintaining and developing its archive under
the Public Records Act 1958 by selling the information they can produce commercially.133
More recently, however, in July 2002 changes to Chapter V of SOLAS 1974 came into force
making two key points of fundamental significance to hydrographers of contracting governments.
By way of illustration, Regulation 9 of SOLAS 1974 (as amended) needs its contracting
governments “to arrange for the collection and compilation of hydrographic data and the

129 Porges. R. E & Hammer. M. J ‘The Compendium of Hydrogeology’ National Ground Water Association (2001), at Introduction – see also Chapter 1.
130 Ibid at Chapter 1.
131 Nicholls. M ‘Norfolk Maritime Heroes & Legends’ Poppyland Publishing (2008), at pp.25-30.
132 Colledge. J. J & Warlow. B ‘Ships of the Royal Navy: The complete record of all fighting ships of the Royal Navy’ Chatham (2006), at p.374.
133 Ibid at p.374.
20
publication, dissemination and keeping up to date of all nautical information . . . for safe
navigation”. In addition, contracting states must “Take into account, whenever possible, relevant
international resolutions and recommendations” adopted by the IHO to achieve uniformity in
collection techniques, data management and product display and “coordinate their activities to the
greatest degree . . . to ensure that hydrographic and nautical information is made available on a
worldwide scale as timely, reliably and unambiguously as possible”. The sheer weight of such an
obligation upon a contracting state to the provisions of the SOLAS 1974 (as amended) just cannot
be understated. This is because although even those contracting states with well-developed and
resourced Hydrographic Services may be somewhat burdened as they seek to meet this requirement,
those countries with either no effective services in place or even just rudimentary hydrographic
capabilities face a severe challenge in looking to satisfy their obligations. But Regulation 19 of
SOLAS 1974 (as amended) permits the use of an Electronic Chart Display & Information System
(ECDIS) (with suitable back up) to meet the chart carriage requirements under SOLAS 1974 by
offering an exceptional opportunity to improve navigations safety and maritime operations
efficiency through ECDIS’ use for voyage planning, execution and recording.
2.7 Salvage
Marine salvage is concerned with the rescue of a particular ship itself, its cargo, or other property
from danger including rescue towing, refloating or patching or repairing a ship – although the
environment’s protection from oil or other contaminants is commonly essential. 134 Generally,
‘salvors’ are usually seamen and engineers who carry out salvage of vessels they do not own or have
any other interest in by using cranes, floating dry docks and divers to then lift and repair the ships
concerned for short journeys to safety Helped by a tugboat.135 ‘Salvage’ involves repairing the
given ship at either a harbour, dry dock or to clear a channel for the purpose of navigation along
while preventing pollution or damage to the marine environment and potentially recovering the
vessel or valuable parts therein. But at the same time an act of salvage needs – (a) a serious peril
from which the vessel or property could not have been rescued without the salvor’s Helpance; (b)
the salvor’s act to be voluntary (no legal or official duty to render Helpance); and (c) the act must
be successful in saving all or part of the property at risk under the International Convention on
Salvage 1989.136

134 Brice. G ‘Maritime Law of Salvage’ 4th Edition, Sweet & Maxwell (2003) at Chapter 1.
135 Ibid at Chapter 1.
136 Ibid at Chapter 1.
21
Generally, salvage law provides a salvor should be rewarded for risking both their life and property
with a view to ‘rescuing’ another individual or group’s property – although certain maritime rescue
organisations including the RNLI have insisted their lifeboat crews renounce their right to claim
salvage compensation. The law is provided under the Brussels Convention for the Unification of
Certain Rules with Respect to Helpance & Salvage at Sea 1910 to reflect marine salvage’s
traditional legal principles which the International Convention of Salvage 1989 looked to not only
incorporate but also add provisions to. Therefore, the law regarding ships salvage is somewhat
similar to the wartime law of ‘prize’ in relation to the capture, condemnation and sale of a vessel
along with its cargo in what is commonly referred to as a ‘spoil of war’.137 In fact it is arguable laws
could ‘dovetail’. This is because, for example, a ship taken as a ‘prize’ then recaptured on its way to
the prize adjudication is not labelled as a rescuer’s prize since title simply returns to the original
owner, whilst under salvage law the ship involved with doing the rescuing may claim for that
salvage.138 Similarly, where a ship is found to be badly damaged and abandoned after enemy fire
disabled it under the laws of war, it is not a prize of a rescuing friendly vessel – although the
rescuers can claim for salvage.139
More generally, a ship needs help if it is in danger or placed in a situation that could become
dangerous including when a ship runs aground or runs the risk of running aground.140 Usually
before an attempt at salvage is made the salvor will get permission from either the given ship’s
owner or master – although if the particular ship has already been abandoned there is no need for
permission to be obtained. As for the salvor’s reward for the salvage they have undertaken there is a
need to consider the ship’s value, the level of risk involved and the ship’s activities141. Moreover,
disputes in law regarding the salvage of a given ship do not arise from out of claiming rights.
However, to reduce a potential claim in the event of an accident, the owner or the master of a vessel
will commonly remain onboard their ship to retain command as they try to minimise further loss
through reducing risk.142 For example, if another vessel provides a stricken ship with a tow and the
master or owner then negotiates an hourly rate prior to acceptance this would mean the laws of
salvage would not apply. This is because an act of salvage needs – (a) a serious peril from which the
vessel or property requiring Helpance; (b) the salvor’s act to be voluntary (no legal or official duty
to render Helpance); and (c) the act must be successful in saving all or part of the property under

137 Grotius. H ‘De Iure Praedae Commentarius’ (‘On the Law of Prize and Booty‘) Oxford University Press (1950), at p.164.
138 Upton. F ‘Maritime Warfare & Prize’ John Voorhies Law Bookseller & Publisher (1863), at pp.234-35.
139 Scott Brown. J (Editor) ‘Prize Cases Decided in the United States Supreme Court’ Clarendon Press (1923), at p.130.
140 Mandaraka-Sheppard. A ‘Modern Maritime Law & Risk Management’ 2nd Edition, Taylor & Francis Group (2007) at Chapters 1 & 2.
141 Ibid at Chapter 1 & 2.
142 Ibid at Chapters 1 & 2.
22
the International Convention on Salvage 1989.
Instead in English law, by way of example, it was recognised in Clan Steam Trawling Co Ltd v.
Aberdeen Steam Trawling & Fishing Co Ltd 143 there is a contractual duty for the salvor.
Additionally, Lord Wright found in The Beaverford v. The Kafiristan144 in relation to contractual
agreements for salvage “its validity is not and could not be contested. It specifically provides for
remuneration as salvors in the event of success”145 and the salvor was duty bound to exercise the
best endeavours to complete the salvage146 until the salvaged vessel was towed somewhere where
permanent repairs could be affected.147 Moreover, in the UK under the Merchant Shipping Act 1995
jetsam, flotsam, lagan and all other cargo and wreckage are to remain their original owner’s
property so anyone – even recreational divers and beachcombers – who removes such goods needs
to tell the Receiver of the Wreck to avoid being accused of theft. Since wreck diving is a common
leisure activity there are laws to protect wreckages of historic importance, for example, the
Protection of Military Remains Act 1986 safeguards the last resting places of members of the armed
forces remains.
2.8 Search and Rescue ( SAR)
Search and rescue (SAR) ostensibly involves the search for and provision of aid to people found to
be in significant distress or imminent danger. However, there are several distinct interpretations of
SAR dependent upon the involvement of the agency in question. For example, whilst the US Coast
Guard defines SAR as being “The use of available resources to Help persons or property in
potential or actual distress”,
148 the US Defence Department looks upon SAR processes being
“normally coordinated by a Rescue Coordination Center (RCC) or rescue sub-center, using
available personnel and facilities to locate persons in distress” and the rescue itself is “An
operation to retrieve persons in distress, provide for their initial medical or other needs, and deliver
them to a place of safety”.
149 Therefore, one of the world’s earliest documented SAR efforts arose
as far back as 1656 after the Dutch merchant ship Vergulde Draeck ran aground just off of the
Australian coastline leading to three separate SAR missions being conducted without any real

143 Clan Steam Trawling Co Ltd v. Aberdeen Steam Trawling & Fishing Co Ltd [1908] SC 651 – see also The Sava Star [1995] 2 Lloyd’s Rep 134.
144 The Beaverford v. The Kafiristan [1938] AC 136.
145 Ibid at pp.153-154.
146 The Unique Mariner (No 2) [1979] 1 Lloyd’s Rep 37.
147 The Troilus [1951] AC 820.
148 Model Maritime Service Code (1995) at Chapter 9.
149 US Coast Guard Office of Search & Rescue (CG-534) ‘The SAR Mission’ (2009).
23
success.150
More recently, however, by way of example, the Egyptian passenger ferry MS al-Salam Boccaccio
98 sank on 3rd February 2006 in the Red Sea on a voyage from Saudi Arabia to Egypt.151 Its last
known position was 100 km (62 miles) from Dubai when it lost contact with the shore with no SOS
heard from the ship and poor weather conditions hampering the search rescue operation so that of
well over 1,000 passengers and crew only 388 people could be rescued.152 This is despite the fact
that, as of two minutes to midnight on 2nd February 2006, the air-sea rescue control room at RAF
Kinkloss in Scotland detected an automatic distress signal relayed by satellite from the ship’s
position, which was passed on via France to the Egyptian authorities.153 Unfortunately, whilst at
least 314 survivors and around 185 dead bodies were recovered, Reuters reported ‘dozens’ of bodies
floating in the water as rescue boats and helicopters searched the area, including four Egyptian
frigates.154 But interestingly, politics may have caused unnecessary problems in this area dating
back to the beginning of the Arab-Israeli conflict since Israeli sources reported that an offer of
search and rescue Helpance from their national navy had been declined by the Egyptian authorities
– although they did accept a US offer of a P-3 Orion maritime naval patrol aircraft after having said
the help was not needed.155
Efforts have since been coordinated to improve maritime search and rescue operations such as in
the UK by Her Majesty’s Coastguard whilst land-based operations are coordinated by the local
police. Generally, operations are carried out using aircraft that are supplied by the Royal Navy, the
Royal Air Force (RAF) , the Coastguard, the Royal National Lifeboat Institution (RNLI) lifeboats
and police, military or volunteer mountain rescue of a combination thereof whereby coordination is
provided by the UK Aeronautical Rescue Coordination Centre based at RAF Kinloss.156 Potential
problems may, however, arise in the not too distant future. This is because since 2006 the
government has controversially proposed privatisation of the provision of search and rescue
helicopters to replace the Sea Kings – although crews could still include at least some military.157
Ideas were then firmed up in February 2010 when Soteria Search & Rescue was officially

150 See Major. R. H (Editor) ‘Early Voyages to Terra Australis, Now Called Australia’ The Hakluyt Society (1859) (2001 facsimile edition on Google Books) & Henderson. J. A
‘Marooned: The Wreck of the Vergulde Draeck & the Abandonment & Escape from the Southland of Abraham Leeman in 1658’ St. George Books (1982).
151 BBC News ‘Egyptian ferry sinks in Red Sea’ (3rd February 2006).
152 Saleh. H ‘Egypt ferry probe raps officials’ BBC News (19th April 2006).
153 Sky News ‘Passenger ferry sinks in Red Sea’ (3rd February 2005).
154 Saleh. H ‘Egypt ferry probe raps officials’ BBC News (19th April 2006).
155 Nasr. O ‘Grief & Outrage in Egypt’ CNN.com (31st July 2008).
156 Royal National Lifeboat Institution (2010).
157 BBC News ‘Private bids plan for air rescue’ BBC News (9th May 2006).
24
recognised as being the ‘preferred bidder’ for the domestic SAR programme for the contract to run
all civilian search and rescue missions as of 2012 in the UK.158
Nevertheless, despite the role the navy plays in SAR, all commanders of ships are obliged to help
those in danger of becoming lost at sea. To this effect, ships (and aircraft) may enter the territorial
seas of another nation without being permitted to involve themselves in what are recognized as
bona fide attempts to help others in danger at sea.159 Such a right has been developed independently
of the rights of innocent transit and archipelagic sea lanes passage under Article 18(2) of the
UNCLOS 1982 and needs to be undertaken in good faith when the problem is reasonably well
known. However, the right of entry for supplying Helpance is not considered dependent upon either
seeking or receiving the coastal state’s permission, for example, the US must provide notice to a
given coastal state before entering its territorial sea to help those in danger for international comity
and for the purpose of alerting further rescue forces.160
Several international conventions have been put into place to address matters of SAR along with
both a state’s and master of a given vessel’s obligations. For example, the States party to the
International Convention for the Safety of Life at Sea (SOLAS) 1974, the UNCLOS 1982, or the
Geneva Convention on the High Seas 1958 must establish SAR organisations to provide for the
enforcement of rescue efforts.161 For example, SOLAS 1974 provides at Regulation 15, Chapter V
it is for each contracting state to guarantee “any necessary arrangements are made for coast
watching and for the rescue of persons in distress . . . round its coasts” including “the
establishment, operation, and maintenance of such maritime safety facilities as are deemed
practicable and necessary having regard to the density of the seagoing traffic and the navigational
dangers and should, . . . , afford adequate means of locating and rescuing such persons”.
The Geneva Convention on the High Seas 1958 then also similarly provides at Article 12(2) it is for
all coastal nations to provide “the establishment and maintenance of an adequate and effective
search and rescue service regarding safety on and over the sea and – . . . – by way of mutual
regional arrangements cooperate with neighbouring states”. Ostensibly, the Geneva Convention on
the High Seas 1958 and the UNCLOS 1982 provides every state needs the master of a ship bearing
its flag (whether naval or otherwise) without seriously endangering the ship, crew, or passengers, to

158 Soteria Search & Rescue ‘MOD & MCA/DfT selects Soteria for SAR-H Programme’ Soteria Search & Rescue (9th February 2010).
159 Model Maritime Service Code (1995).
160 Ibid.
161 Ibid.
25
help anyone found at sea who may run the risk of being lost. These vessels must proceed with all
possible speed to their rescue where they are made aware of their need for help to the extent it is
reasonably expected.162 Additionally SOLAS 1974 needs the master of every merchant and private
ship to help those in distress and broadcast warnings regarding either dangerous conditions or
hazards they come across at sea, whilst further provisions include the International Convention on
Maritime Search & Rescue 1979, Convention for the Unification of Certain Rules of Law regarding
Helpance & Salvage at Sea 1910 and the International Convention on Salvage 1989.163

162 Ibid.
163 Ibid.
26
Chapter 3 ROLE OF NAVY IN MARITIME SECURITY
3.1 Defining maritime violence and maritime security
The definition of Maritime violence formulated by the Joint International Working Group on
Uniformity of Law Concerning Acts of Piracy and Maritime Violence ends disagreements and long
debates to whether a certain crime at sea was an act of piracy, armed robbery, sabotage, or
terrorism where, under “Maritime Violence” all of the above listed crimes share violence as a
common denominator, regardless of the motives for or locations of the crimes.164
With regard to the Singapore’s Model National Law on Acts of Piracy & Maritime Violence 2001,
as a result of deliberation by the Joint International Working Group on Uniformity of Law
Concerning Acts of Piracy & Maritime Violence. On this basis, under Section I(3) of Singapore’s
Model National Law on Acts of Piracy & Maritime Violence 2001 the crime of ‘maritime violence’
is committed when, for any unlawful purpose, someone intentionally or recklessly – (a) injures or
kills someone in connection with the commission or the attempted commission of any of the
offences at sub-Sections I(3)(b)-(h); or (b) performs an act of violence against someone on board a
ship; or (c) seizes or exercises control over a ship or anyone on board by force or any other form of
intimidation; or (d) destroys or causes damage to a ship or ship’s cargo, an offshore installation, or
an aid to navigation; or (e) employs any device or substance likely to destroy or cause damage to a
ship, its equipment or cargo, or an aid to navigation; or (f) destroys or causes damage to maritime
navigational facilities, or interferes with their operation, if that act would endanger the safe
navigation of a ship or ships; or (g) engages in an act involving interference with navigational, life
support, emergency response or other safety equipment, if that act could endanger the safe operation
or navigation of a ship or ships or someone on board a ship; or (h) communicates false information,
endangering or being likely to endanger the safe operation or navigation of a ship or ships; or (i)
engages in an act constituting an offence under Article 3 of the SUA 1988 (as amended); or (j)
engages in an act constituting an offence under Article 2 of the SUA 1988 (as amended); or (k)
engages in any of the acts described in sub-Sections II(3)(a) – (i), to the extent applicable, where
such acts involve or affects someone on an offshore installation.

164 Maximo Q. Mejia Jr., “Defining Maritime Violence and Maritime Security”, in Proshanto K. Mukherjee, Maximo Q. Mejia Jr. and Gotthard M. Gauci (ed.), Maritime Violence and
Other Security Issues at Sea: Proceedings of the International Symposium Held at the World Maritime University, Malmö, Sweden, 26-30 August 2002, Malmö: WMU Publications,
2002 at p. 34.
27
In addition, it was also recognized under Section I(3) of Singapore’s Model National Law on Acts of
Piracy & Maritime Violence that instances of maritime violence are also committed when anyone,
for any unlawful purpose, intentionally or recklessly endangers or damages the marine
environment, or the coastline, maritime installations or facilities, or related interests. To deal with
instances of maritime violence, maritime security is focussed upon preventing intentional damage
through sabotage, subversion, or terrorism. As has already been recognized, maritime security is
considered to be one of the three most basic roles of the US Coast Guard that has gradually
developed with a view to responding to a series of catastrophic events that started in 1917 with the
implementation of the Espionage Act 1917. There are now three main maritime security activities
that are undertaken by the US Coast Guard involving – (i) Port Security (i.e. to reduce the risks and
mitigate the results of an act threatening personnel, facilities, vessels, and public security); (ii)
Vessel Security (i.e. owners or operators of vessels must designate security officers, develop
security plans based on security assessments, implement security measures specific to the vessel’s
operation); and (c) Facility Security (i.e. the security of any facility located in, on, under, or
adjacent to any waters subject to the US’ jurisdiction and used, operated, or maintained by a public
or private entity).165
The Espionage Act 1917 contains provisions for the Coast Guard to make regulations to prevent
damage to harbours and vessels during national security emergencies in the US. The Magnuson Act
1950 subsequently provides for implementing permanent port security regulations and broad
powers to search vessels found in US waters and also control foreign vessels’ movements.166 The
Ports & Waterways Safety Act 1972 followed as a result of a number of major groundings and oil
spills and provides for port safety authority beyond the Magnuson Act 1950 to safeguard the use of
port transportation facilities and enhance efforts undertaken against the marine environment’s
degradation. 167 More recently the Maritime Transportation Security Act (MTSA) 2002 was
implemented as a result of the 9/11 terrorist attacks against the US to provide for the application of
sweeping new authority to prevent acts of terrorism in the maritime domain. 168 Finally, the
International Ship & Port Facility Security Code (ISPS) of 2002 has been adopted by the IMO as
part of a system of new provisions as part of the International Convention for SOLAS with a view
to then better enhancing the ongoing development of policies of maritime security.169

165 United Nations Convention on the Law of the Sea 1982 at Part VII: High Seas, Article 101..
166 Hoge. J, Jr & Rose. G ‘How Did This Happen?’ Public Affairs (2001), at p.186.
167 Ibid.
168 Ibid.
169 Ibid.
28
When US Navy merchant vessels are in dangerous waters, security detachments are posted on the
vessel. Security forces have helped deter piracy as well as terrorist attacks, such as the Maersk
Alabama.
170 US Navy merchant vessels normally train the deck department in firearms, but the
added Navy security detail provides for extra protection, whilst Navy escorts might sometimes
accompany the vessels on their voyage. Similarly, in order to better combat instances of piracy,
international ships are now commonly equipped with helicopters to patrol the waters where piracy
has arisen – although these kinds of patrols have proved to be largely ineffective since the seas and
oceans are so large. 171 Therefore, ships are now being increasingly equipped with anti-piracy
weaponry including sonic devices that can be used against directed targets creating a sound so
powerful it causes pirates to become disoriented as the vessel being pursued increases speed and
takes evasive manoeuvres.172
3.2 Combating Piracy
To combat maritime piracy through the development of a Naval Anti-Piracy Programme, piracy is
defined under the UNCLOS 1982, to include any criminal acts of violence, detention, rape, or
depredation committed privately by the crew or the passengers of a private ship or aircraft directed
against another ship, aircraft, or persons or property therein.173 In addition, acts of piracy may also
be committed against a ship, aircraft, persons, or property in a place beyond a state’s jurisdiction in
keeping with idea of ‘universal jurisdiction’ although the international community is now facing
considerable problems achieving justice.174 This is emblematic of the fact that seaborne piracy is
still a significant issue represented by estimated global losses of US$13 to $16 billion annually and
is particularly prevalent between the Red Sea and the Indian Ocean off of the coast of Somalia
along with the Strait of Malacca and Singapore utilised by over 50,000 commercial ships
annually.175 With this in mind, a recent surge in piracy off of the Somalian coast brought about a
significant international effort led by the US to patrol the area near the ‘Horn of Africa’.176
Problems have been exacerbated by the fact that while pirates in contemporary times favour the use
of small boats to take advantage of the limited crews on most cargo vessels, they also use large

170 See Roberts. R ‘Mariner details life aboard a lifeboat’ NPR (11th April 2009) & BBC News ‘US captain rescued from pirates’ BBC News (13th April 2009).
171 Cruise Critic.Co.UK ‘Pirates attack cruise ship, effort fails’ Cruise Critic.Co.UK (30th November 2008).
172 Ibid.
173 Chiarugi. M & Archibugi. D ‘Piracy Challenges Global Governance’ Open Democracy (9th April 2009).
174 Ibid.
175 See Luft. G & Korin. A ‘Terrorism goes to sea’ Foreign Affairs (November/December 2004) & Dillon. D ‘Piracy in Asia: A growing barrier to Maritime Trade’ The Heritage
Foundation (22nd June 2000).
176 Krane. J ‘US Navy warships exchange gunfire with suspected pirates off Somali coast’ The Seattle Times (19th March 2006).
29
vessels to supply their attacks where a large amount of international commerce occurs.177 There is a
need to appreciate that the majority of major routes for shipping involve going through narrow
bodies of water including the Gulf of Aden (which has already been discussed in an earlier part of
this dissertation)178 making them vulnerable to attack due to having to travel at lower speeds.179
Combating the problems in this area are then made all the more difficult by the fact pirates often
operate around developing or struggling countries with smaller navies and significant trade routes
and commonly evade capture by sailing into waters controlled by their pursuer’s enemies.180 The
anti-piracy programmes that nations have looked to put into place have also proved limited because,
what with the Cold War’s end, navies have decreased both their size and the extent of their patrols
whilst trade has increased to make organized piracy and that carried out by individual groups even
easier.181
With a view to ascertaining some idea of the problem, the International Maritime Bureau seeks to
maintain statistics in relation to pirate attacks from 1995 onwards. These records show that most
crimes emanating from acts of piracy are associated with hostage-taking. By way of illustration, in
2006, there were 239 attacks, 77 crew were kidnapped and 188 taken hostage but only 15 attacks
resulted in murder.182 Then, in 2007, the number of attacks rose by 10% to 263 attacks with a 35%
increase in reported attacks involving guns and the total number of crew members injured was 64
when compared to just 17 in 2006 and this does not include hostage taking/kidnapping, where no
one was injured.183 Moreover, the number of attacks in 2009 saw a significant increase in just the
first three-quarters of the year due to growing unrest in the Gulf of Aden. In particular, between
January and September alone of 2009 the number of attacks rose from 293 to 306 in 2008.184
Occasionally, however, modern pirates are more interested in taking the personal belongings of the
crew and the ship’s safe as opposed to the cargo or even hijacking the vessel itself and sailing it to a
port to be repainted and given a new identity. 185 Moreover, piracy has also been a particular
problem in the event there is a significant amount of political unrest because, for example,
following the US withdrawal from Vietnam, Thai piracy was aimed at the many Vietnamese looking

177 Gauci. G. M ‘Piracy – Legal & Theoretical Problems’, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the Symposium on Maritime Violence & other
Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at p.40.
178 ICC Commercial Crime Services ‘Coalition warships set up Maritime Security Patrol area in the Gulf of Aden’ ICC Commercial Crime Services (26th August 2008).
179 Coffen-Smout. S ‘Pirates, Warlords & Rogue Fishing Vessels in Somalia’s Unruly Seas’ (2000).
180 Gauci. G. M ‘Piracy – Legal & Theoretical Problems’, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the Symposium on Maritime Violence & other
Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at p.40.
181 Ibid at p.40.
182 Elliot. R ‘Eastern Inscrutability: Piracy on the High Seas’ Security Management (June 2007).
183 International Criminal Court (ICC) Commercial Crime Services: IBM Piracy Report 2007.
184 International Criminal Court (ICC) Commercial Crime Services: IBM Piracy Report 2009.
185 Langeswiesche. W ‘Anarchy at Sea’ Atlantic Monthly (September 2003).
30
to escape via the sea, whilst warlords have also looked to attack ships delivering UN food aid in the
Somalian region since the government’s collapse.186
Interestingly, environmental action groups including ‘Sea Shepherd’ have been accused of being
involved in acts of piracy and terrorism when they ram and then throw butyric acid onto the decks
of ships involved with commercial fishing, shark poaching and fining, seal hunting, and whaling
despite the fact that non-lethal weapons are used by the ‘Sea Shepherd’ ships.187 However, the attack
against the US cruise ship the ‘Seabourn Spirit’ off of Somalia in November 2005 serves as an
excellent example of the sophisticated pirates that mariners have to deal with in contemporary
times.188 The pirates made their attack more than 100 miles offshore with speedboats out of a larger
mother ship armed with automatic firearms and rocket-propelled grenades.189 To improve the antipiracy mechanisms that have been put into place, many countries now look to prevent ships from
either entering their territorial waters or ports if crews are armed to hopefully restrict possible
instances of piracy, whilst shipping companies often look to take further precautions by hiring
armed security guards.190
Ships are, however, also customarily hijacked for political reasons by those that could be described
as pirates. An example arose with the hijacking of the Italian civilian passenger ship ‘Achille Lauro’
that is generally regarded as an act of piracy and will be considered in greater detail further on in
this chapter.191 Another example occurred during the troubles in Northern Ireland with two coaster
ships that were hijacked and sunk by the Irish Republican Army (IRA ) between February 1981 and
1982.192 Another example arose when a collision between the container ship ‘Ocean Blessing’ and
the hijacked tanker ‘Nagasaki Spirit’ occurred in the Malacca Straits at about 23:20 on 19th
September 1992 after pirates had boarded the ‘Nagasaki Spirit’, removed the captain, set the ship on
autopilot and left with the ship’s master.193 With no one at the wheel, the ship was left going at full
speed and the collision and resulting fire took the lives of ‘Ocean Blessing’s’ sailors, whilst there
were only two survivors from the ‘Nagasaki Spirit’.
194 Moreover, the cargo ship ‘Chang Song’ was
boarded and taken over by pirates posing as customs officials in the South China Sea in 1998 and
the entire crew was killed leading to a crackdown by the Chinese government resulting in the arrest

186 Reuters ‘Pirates open fire on cruise ship off of Somalia’ The Washington Post (5th November 2005).
187 The Sydney Morning Herald ‘Whaling acid attack terrorist attack: Japan’ The Sydney Morning Herald (9th February 2007).
188 ‘Piracy is still troubling the shipping industry: report; Industry fears revival of attacks though current situation has improved’ The Business Times Singapore (14th August 2006).
189 Ibid.
190 MaritimeSecurity.com ‘Guns on Board – A ‘real world’ look at the issue of carrying firearms on your vessel’ MaritimeSecurity.com (2009).
191 F-14 Tomcat in Combat ‘The 1985 Achille Lauro Affair’ F-14 Tomcat in Combat (2010).
192 Ardoyne Commemoration Project ‘Ardoyne: The untold truth – Beyond the Pale’ (2002), at p.104.
193 Semco Salvage & Marine Pte. Ltd v. Lancer Navigation [1997] UKHL 2, at p.2.
194 Ibid.
31
of 50 pirates.195 A further example arose when pirates boarded the Danish bulk carrier ‘Danica
White’ in June 2007 near the coast of Somalia. Although the USS Carter Hall tried to rescue the
crew by firing several warning shots, it was unable to follow them on into Somali waters.196
More recently, in April 2008 pirates seized control of the French luxury yacht ‘Le Ponant’ carrying
30 crew members off the coast of Somalia that were only released after a ransom was paid.197 The
French military later captured some of the pirates, with the support of the provisional Somalian
government. 198 As a result of this and other incidents, on 2nd June 2008 the United Nations
Security Council (UNSC) passed a resolution that served to permit the patrolling of Somalian
territorial waters for six months by states cooperating with Somalia’s Transitional Federal
Government (TFG) to stop “piracy and armed robbery at sea, in a manner consistent with
international law”.
199 But despite such efforts, on 8th April 2009, Somalian pirates briefly captured
the ‘MV Maersk Alabama’, a cargo ship containing emergency relief supplies destined for Kenya in
what was the latest in a week-long series of attacks along the Somalian coastline.200 The crew then
eventually took back control of the ship and although the Captain was taken by the escaping pirates
to a lifeboat he was rescued on 12th April 2009 from his pirate captors who were shot and killed by
US Navy Seals.201 But it is not only in the Somalian region where piracy has continued to be
particularly prevalent. For example, in July 2009 the Finnish ship ‘MV Arctic Sea’ sailing under the
Maltese national flag was allegedly hijacked in Sweden’s territorial waters by a group of pirates
disguised as policemen who went through the cargo and later released the ship and the crew.202
Finally, in April of this year pirates mistakenly attacked the United State Ship (USS) ‘Nicholas’ (an
Oliver Hazard Perry-Class missile frigate) in international waters just west off of the Seychelles
believing it to be a merchant vessel in the dark leading to the eventual detention of the pirates
involved.203
To combat instances of piracy international ships are now commonly equipped with helicopters
with a view to patrolling the waters where piracy has arisen – although these kinds of patrols have
proved to be largely ineffective since the seas and oceans are so large.204 As a result, ships are now

195 BBC News ‘China executes pirates’ BBC News (28th January 2000).
196 USA Today ‘Navy: US ship fired at pirates off Somalia’ USA Today (6th June 2007).
197 BBC News ‘France raid ship after crew freed’ BBC News (12th April 2008).
198 Ibid.
199 United Nations News Agency ‘UN Maritime Agency welcomes Security Council action on Somalia Piracy’ United Nations (5th June 2008).
200 Roberts. R ‘Mariner details life aboard a lifeboat’ NPR (11th April 2009).
201 BBC News ‘US captain rescued from pirates’ BBC News (13th April 2009).
202 The Local ‘Finnish ship hijacked in Swedish waters’ The local (30th July 2009).
203 Lewis. M ‘USS Nicholas Captures Suspected Pirates’ United States Department of Defense (1st April 2010).
204 Cruise Critic.Co.UK ‘Pirates attack cruise ship, effort fails’ Cruise Critic.Co.UK (30th November 2008).
32
being increasingly equipped with anti-piracy weaponry including sonic devices that can be used
against directed targets creating a sound so powerful it causes pirates to become disoriented as the
vessel being pursued increases speed and takes evasive manoeuvres. 205 But the best protection
against piracy is simply to avoid encountering pirates and this can be achieved by using regular
radar and more advanced forms. 206 In addition, although it has been a non-wartime twentieth
century tradition for merchant vessels to be unarmed, the US government for one has recently
changed the rules so it is now ‘best practice’ for particularly large and significant vessels to travel
with their own teams of armed private security guards.207 Ship crews can also be given weapons
training,208 whilst remote weapon systems can also be implemented to a vessel209 along with a high
freewall210 and vessel boarding protection systems.211 But, as has already been alluded to, in some
areas including near Somalia (as was discussed in the preceding chapter) naval vessels from
different nations patrol to intercept those that would attack merchant vessels, whilst robotic or
remote-controlled Unmanned Surface Vehicles (USVs) are also sometimes used212 and Unmanned
Aerial Vehicles (UAVs) are also used by the army.213
Nevertheless, despite the best efforts made at achieving the prevention of piracy internationally,
there are legal barriers to effectively prosecute those captured in international waters. Countries the
world over have been struggling to apply existing maritime and international laws along with those
of their own systems, which then limits them to having jurisdiction over their own people.
According to piracy experts, there is a need to both ‘deter and disrupt’ acts of piracy so pirates are
then often detained, interrogated, disarmed, and released. But, since millions of dollars are at stake,
there is little incentive for pirates to stop their activities, whilst prosecutions have proved to be all
too rare for several reasons. For one thing, the laws to prevent piracy are almost non-existent in
modern times. To this effect the Dutch are still looking to utilize a seventeenth century law against
‘sea robbery’ to achieve prosecutions. More generally warships that capture pirates do not have the
jurisdiction to try them, whilst the North Atlantic Treaty Organization (NATO) also has not got a
detention policy. In practice prosecutors have found it difficult to assemble witnesses and find
translators, whilst many countries are reluctant to imprison pirates because they would then have to

205 Ibid.
206 MarineBuzz.Com ‘BAE systems reveal anti-sea piracy systems’ MarineBuzz.Com (2010).
207 Miller. J. W ‘Loaded: Freighters ready to shoot across pirate bow’ The Wall Street Journal (6th January 2010).
208 YouTube ‘Company provides anti-piracy training for security forces’ AP Television (18th June 2009).
209 Bellamy. L ‘What can be done to counter Somali piracy?’ Research Institute for European & American Studies (RIEAS), Research Paper No.129 (March 2009).
210 CNN Politics.com ‘Shipping company head wants to arm vessels against pirates’ CNN Politics.Com (5th May 2009).
211 Secure-Waters ‘The Patent Pending Ship Protection System Protects Ships Against Intruders’ Secure-Waters (2009).
212 Sofge. E ‘Robot boats hunt high-tech pirates on the high speed seas’ Popular Mechanics (1st October 2010).
213 Ibid.
33
deal with them when they are released214 – although the US has a statute that serves to impose a
sentence of life imprisonment for piracy in keeping with “the law of nations” regardless of the
pirate or victims nationality.215 It is interesting to note that academics including George Mason
University professor Peter Leeson have suggested there is a need for the international community to
appropriate Somalian territorial waters and sell them, together with the international portion of the
Gulf of Aden, to a private company to provide security from piracy in exchange for tolls to world
shipping.216
Piracy is a significant issue in international law because it is commonly held to be representative of
the earliest invocation of the idea of ‘universal jurisdiction’.217 The crime is looked upon as being a
breach of jus cogens that is a conventional peremptory norm that nation states are to uphold in
international law.218 Ostensibly it has come to be understood that those that are committing thefts
on the high seas, inhibiting trade either nationally or internationally, and endangering maritime
communication are considered hostis humani generis (‘enemies of humanity’).219 More specifically,
in the US the criminal prosecution of piracy is authorised under Article 1, section 8, clause 10 of the
US Constitution 1787 that states “Congress shall have Power … To define and punish Piracies and
Felonies committed on the high Seas, and Offences against the Law of Nations”. But, since piracy
often takes place beyond a nation state’s territorial waters, the prosecution of pirates by sovereign
states represents a complex legal situation because pirates’ prosecution on the high seas contravenes
conventional freedom.
Nevertheless, in view of the recognition of the value of the principle of ‘universal jurisdiction`, it is
possible for action to be taken against pirates without national objection from the pirate vessel’s flag
state. 220 As a result, this is considered to be representative of what is recognised as being an
exception to the principle of extra territorium jus dicenti impune non parteur, which translates to
meaning that the “judgment of one who is exceeding his territorial jurisdiction may be disobeyed
with impunity”.
221 But interestingly problems may have been exacerbated by the fact in the UK in
2008, the British Foreign Office advised the Royal Navy not to detain pirates of certain nationalities

214 Pitman. T & Houreld. K ‘NATO frees 20 hostages; pirates seize Belgian ship’ The Huffington Post (18th April 2009).
215 Piracy under Law of Nations 18 USC 1651.
216 Leeson. P ‘Want to prevent piracy? Privatize the Ocean’ National Review Online (13th April 2009).
217 Caninas. O. P ‘Modern Maritime Piracy: History, Present Situation & Challenges to International Law’ Paper presented at the annual meeting of the ISA-ABRI Joint International
Meeting, Pontifical Catholic University, Rio de Janeiro Campus (PUC-Rio), Rio de Janeiro, Brazil (22nd July 2009).
218 Ibid.
219 Kissinger. H ‘The Pitfalls of Universal Jurisdiction’ Foreign Affairs (July/August 2001).
220 Ibid.
221 Ibid.
34
because they could claim asylum under the Human Rights Act 1998 if their national laws included
execution, or mutilation as a judicial punishment for their piracy.222 More generally, however, under
the UNCLOS 1982 the practice of ‘maritime piracy’ includes “(a) any illegal acts of violence or
detention, or any act of depredation, committed for private ends by the crew or the passengers of a
private ship or a private aircraft, and directed: (i) on the high seas, against another ship or aircraft,
or against persons or property on board such ship or aircraft; (ii) against a ship, aircraft, persons
or property in a place outside the jurisdiction of any State; (b) any act of voluntary participation in
the operation of a ship or of an aircraft with knowledge of facts making it a pirate ship or aircraft;
(c) any act of inciting or of intentionally facilitating an act described in subparagraph (a) or
(b)”.
223
3.3 Combating Armed Robbery
With a view to understanding how armed robbery is dealt with in the context of maritime law, the
IMO has looked to define the idea of ‘armed robbery against ships’ as meaning any unlawful act of
violence, detention, act of depredation, or threat thereof, aside from an act of ‘piracy’, directed
against either a ship, persons or property on board such a ship in a given State’s jurisdiction.224 The
IMO then goes on to state the offence of ‘piracy’ relates to any “unlawful acts as defined in Article
101 of the 1982 United Nations Convention on the Law of the Sea”.
225 On this basis, the distinction
that has been made by the IMO has proved to be very useful because under international law piracy
has been recognized as applying solely to acts committed on the high seas or an EEZ.226 Therefore,
the IMB’s utilization of ‘piracy’ to define virtually any attack or robbery on a ship has served to
create some considerable confusion amongst both lawyers and national governments despite the fact
it has been recognized.227 This is because the IMB has looked to define ‘piracy’ as being “an act of
boarding any vessel with a view to committing theft or any other crime with the intent or capability
to use force in the furtherance thereof”.
228 With this in mind, the IMB definition effectively
includes, within the understanding of the practice of ‘piracy’, attacks perpetrated against ships in the
territorial sea or archipelagic waters of a particular nation state and also includes crimes of stealth

222 Woolf. M ‘Pirates can claim UK asylum’ The Sunday Times (13th April 2008).
223 United Nations Convention on the Law of the Sea 1982 at Part VII: High Seas, Article 101.
224 International Maritime Organization (IMO) ‘Draft Code of Practice for the Investigation of the Crimes of Piracy & Armed Robbery Against Ships’ MSC/Circ.984 (20th December
2000), at p.1.
225 Ibid at p.1.
226 Beckman. R. C ‘Combating Piracy & Armed Robbery Against Ships in Southeast Asia: The Way Forward’ (2002) 33 Ocean Development & International Law 317-341, at p.319.
227 Ibid at p.319.
228 International Chamber of Commerce/International Maritime Bureau (ICC/IMB) ‘Piracy & Armed Robbery Against Ships – Annual Report 1st January-31st December 2000’
International Chamber of Commerce/International Maritime Bureau (ICC/IMB) (January 2001).
35
and attacks from shore when a given vessel is either anchored or berthed in a particular port.229
Nevertheless, understanding ‘armed robbery against ships’ is not without its ambiguity since it
includes offences undertaken without weapons, whilst the idea of being “within a state’s
jurisdiction over such offences” is not completely clear. This could be confined to ocean areas
within a given state’s jurisdiction including ports, territorial seas, and archipelagic waters, but could
also include within its remit attacks on ships in internal waters like lakes or rivers along with attacks
on ships on the high seas not within piracy’s narrow definition – although it does not include acts of
robbery aboard ships without an act of violence or detention.230 On this basis, it is arguable that a
considerable amount of confusion would ultimately be avoided if state governments and all
concerned organizations used the same definitions. The IMB report of June 2001 seems to be a
significant step forward in this direction as it defines ‘Piracy’ and ‘Armed Robbery against Ships’ in
keeping with the IMO Draft Code of Practice. 231 As a result, the Report concludes the IMO
definitions now cover actual or attempted attacks whether the ship is berthed, at anchor, or at sea in
keeping with the position of the IMB. But, although the reality is that the matter is actually slightly
more complicated than this, this is a clear indication that the two organizations have looked to
positively resolve their differences.232 Therefore, the concept of ‘piracy’ needs to only be utilized to
describe incidents within the remit of Article 101 of the UNCLOS Convention 1982 in maritime
zones beyond the territorial sovereignty of the coastal state on either the high seas or an EEZ, whilst
‘armed robbery against ships’ needs to be used to describe incidents in maritime zones within the
sovereignty of the coastal state. Most incidents in the straits that are utilized for international
navigation would be described as armed robbery against ships because they are usually within the
territorial sea of a coastal state.233
In its 2001 Resolution on Oceans and Law of the Sea, the UN General Assembly urged states to
become parties to the SUA Convention 1988 (as amended) and ensure its effective
implementation.234 Therefore, there is a need to provide an overview of the SUA Convention 1988
(as amended) since – (a) State parties agree to cooperate to ensure those who commit certain
specific offences that endanger international maritime navigation’s safety will be arrested and

229 Beckman. R. C ‘Combating Piracy & Armed Robbery Against Ships in Southeast Asia: The Way Forward’ (2002) 33 Ocean Development & International Law 317-341, at p.319.
230 Ibid at p.319.
231 International Chamber of Commerce/International Maritime Bureau (ICC/IMB) ‘Piracy & Armed Robbery Against Ships, Report for the Period 1st January–30th June 2001’
International Chamber of Commerce/International Maritime Bureau (ICC/IMB) (July 2001).
232 Beckman. R. C ‘Combating Piracy & Armed Robbery Against Ships in Southeast Asia: The Way Forward’ (2002) 33 Ocean Development & International Law 317-341, at p.320.
233 Ibid at p.320.
234 Resolution 55/7 Oceans & the Law of the Sea, 55th Session, UNGA, 30th October 2000, (UN Doc. No. A/RES/55/7), at paragraphs 33–35.
36
prosecuted if they enter the territory of any country that is party to the Convention; (b) the list of
offences includes someone who unlawfully and intentionally seizes or exercises control over a ship
by force, threat thereof, any other form of intimidation, or performs an act of violence against
someone on board a ship if that act is will endanger its safe navigation; 235 (c) someone also
commits an offence if they attempt to commit the offences already identified;236 (d) the Convention
applies wherever the matters are committed and also applies if the ship is scheduled to engage in
international maritime navigation and in relation to offences committed on ships in port or internal
waters; (e) States parties to the convention must establish jurisdiction over the offence if it was
committed against or on board a ship flying its flag in its territory or territorial sea by someone who
is its national and is present in its territory;237 (f) if the alleged offenders are present in its territory,
a state party to the Convention needs to take them into custody and either extradite them or
prosecute them nationally; 238 (g) the Convention has provisions that make it much easier to
extradite someone who has committed an offence under the Convention from one state party to
another even where there is no bilateral extradition treaty;239 (h) States party to the Convention
must afford one another the greatest measure of cooperation regarding criminal proceedings;240 and
(i) States party to the Convention must also cooperate to prevent offences under the Convention.241
On this basis, it seems arguable the SUA Convention 1988 (as amended) could be looked upon as a
significant tool with a view to combating major criminal hijacks that are widely looked upon as the
most serious forms of attack against ships whether they were committed in port, in the territorial
sea, or in maritime zones beyond a coastal state’s jurisdiction. 242 In addition, it has also been
recognized under the terms of the SUA Convention 1988 (as amended) that someone also commits
a criminal offence in this context if they aid in the commission of any of the offences or are
otherwise an accomplice to someone who commits such an offence.243 This would make it much
easier to arrest and prosecute those that are accomplices to the offence but who do not participate in
an attack themselves. However, there remains a significant level of confusion regarding the nature
and scope of the SUA Convention 1988 (as amended) because there are some working in the field
who believe it is a piece of international legislation that is only applicable to those acts that are

235 Convention for the Suppression of Unlawful Acts Against the Safety of Maritime Navigation (SUA Convention) 1988 (as amended) at Article 3.
236 Ibid at Article 3(2).
237 Ibid at Article 6.
238 Ibid at Articles 7 & 10.
239 Ibid at Article 11.
240 Ibid at Article 12.
241 Ibid at Article 13.
242 Beckman. R. C ‘Combating Piracy & Armed Robbery Against Ships in Southeast Asia: The Way Forward’ (2002) 33 Ocean Development & International Law 317-341, at p.330.
243 Convention for the Suppression of Unlawful Acts Against the Safety of Maritime Navigation (SUA Convention) 1988 (as amended) at Article 3.
37
committed by terrorists even though there is no mention of the word ‘terrorism’ or any derivative
thereof in the Convention.244 Nevertheless, the SUA Convention 1988 (as amended) can be looked
upon as being an important tool for combating major criminal hijacks and, if the hijackers entered
the territory of any state party to the Convention, that state would be under a legal obligation to take
them into custody and either prosecute them themselves or extradite them to another state for the
purpose of prosecution. Therefore, the process of making individual offenders ‘international
criminals’ amongst states parties to the SUA Convention 1988 (as amended) would help to ensure
that offenders could not hide.245
With a view to combating instances of armed robbery and related offences at sea, it is recommended
that the existing bilateral agreements on coordinated patrols be reviewed with a view to determining
whether further bilateral cooperation is required so as to prevent attacks on ships in important
straits. When reviewing the bilateral agreements, the coastal states need to consider the merits of
including provisions in international legislation in this regard to deal with numerous matters of
concern.246 For one thing it is arguable there is a need for coastal states to look to agree to pass their
own national legislation making any attacks against ships exercising rights of passage in a given
strait a criminal offence that is punishable by severe penalties no matter where it was committed.
Therefore, there is a need for universal understandings to develop at both the minimum and
maximum levels where weapons were used, crew members injured, or crew members taken
hostage.247 Coastal states should agree that either state has the right to arrest any ship in the traffic
separation scheme or its buffer zone if a particular ship has attacked a vessel navigating a strait. In
addition, it is for coastal states to agree to arrest any alleged offenders coming into their territory or
territorial sea and agree that an arresting state has an obligation to either prosecute the alleged
offenders or extradite them. Coastal states could also look to include a legislative provision
regarding the extradition of offenders suspected of having committed offences and should agree to
specific measures to ensure the greatest measure of cooperation in connection with the investigation
of attacks on ships in the strait. Finally, the existing coordinated patrol arrangement should continue
and be reviewed to determine whether adjustments are necessary.248

244 Beckman. R. C ‘Combating Piracy & Armed Robbery Against Ships in Southeast Asia: The Way Forward’ (2002) 33 Ocean Development & International Law 317-341, at p.330.
245 Ibid at p.330
246 Ibid at p.330.
247 Ibid at p.330.
248 Ibid at p.330.
38
3.4 Combating Terrorism
In looking to combat terrorism, terrorism is viewed as distinct from piracy in that whilst piracy is a
crime motivated by greed based on immediate financial gain, terrorism is motivated by political
goals beyond attacking or hijacking a maritime target that is considered to be more immediate. But
there is some overlap between acts of piracy and terrorism in the maritime arena such as has arisen
with the ransom kidnappings by members of Abu Sayyaf in the Southern Philippines and the Free
Aceh Movement.249 The level of concern regarding maritime terror has heightened since the events
of 9/11 in the US due to the widely disseminated, and largely accepted fact that al-Qaeda possesses
at least 15 cargo vessels.250 But, internationally, the attack upon the ‘Achille Lauro’ is considered
particularly significant for making maritime terrorism a key concern on the political map to be dealt
with internationally.251
The attack in this case arose on 7th October 1985 when four men serving to represent the Palestine
Liberation Front (PLF) took control of the ‘Achille Lauro’ liner off of the coast of Egypt when it was
on a voyage from Port Alexandria to Port Said.252 The PLF hijackers had been surprised by the
crew and acted prematurely so as to hold the passengers and crew hostage and then redirect the
vessel to Tartus, Syria whilst also demanding the release of some 50 Palestinians imprisoned in
Israel.253 Problems were then only further exacerbated when the hijackers killed a disabled JewishAmerican passenger and threw the body overboard.254 The ship headed back towards Port Said, and
after two days of negotiations, the hijackers agreed to abandon the liner in exchange for safe
conduct and were flown towards Tunisia.255 As a result the then US President Ronald Reagan
ordered the plane that the hijackers were on to be intercepted in the air from off the aircraft carrier
USS Saratoga. They were then directed to land at Naval Air Station Sigonella where the hijackers
were arrested by the Italians after a disagreement with the American authorities.256 Matters came
into contention because some of the hijackers were permitted to continue to their destination despite

249 See, for example, ‘Piracy Watchdog Points Finger at Aceh Separatists’ Straits Times Interactive News (4th February 2002) & ‘China Gives ‘Guarded’ Response to Indian Warships
in Malacca Strait’ BBC Monitoring International Reports (18th July 2002).
250 Roach. J. A ‘United States Initiatives to Enhance Maritime Security at Sea’ Paper presented to the International Conference on the Regime of the Exclusive Economic Zone: Issues
& Responses, Ship & Ocean Foundation & East-West Center (February 2003), at p.3.
251 Jacobsson. M ‘Terrorism at Sea’ Ministry of Foreign Affairs, Sweden, Transcript of Oral Presentation, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the
Symposium on Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.157-159.
252 Berman. D ‘Klinghoffer daughters recall personal tragedy at commemoration of terror victims outside Israel’ Haaretz.com (5th September 2008).
253 F-14 Tomcat in Combat ‘The 1985 Achille Lauro Affair’ F-14 Tomcat in Combat (2010).
254 Jacobsson. M ‘Terrorism at Sea’ Ministry of Foreign Affairs, Sweden, Transcript of Oral Presentation, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the
Symposium on Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.158-159.
255 Heymann. P. B ‘Terrorism & America: A Commonsense Strategy for a Democratic Society’ The MIT Press (2001).
256 Bosiljevac. T. L ‘SEALS: UDT/SEAL Operations in Vietnam’ Ballantine Books (1990), at p.200.
39
the US’ protests whilst the Egyptian authorities demanded an apology from the US.257
The ‘Achille Lauro’ was by no means the first maritime terrorist incident, but it received
international publicity, particularly since an American citizen was killed during the attack and raised
several important issues including the almost complete lack of security and preventative measures
which made it all too easy for a handful of Palestinian Liberation Organization (PLO) operatives to
hijack and seize control of the vessel.258 As was recognised earlier in this section of the discussion,
apparently the PLO operatives had planned to carry out an attack on the Israeli port of Ashdod but a
waiter found them cleaning their weapons so the hijackers plan had to be varied.259 Therefore, the
PLO operatives seized control of the ‘Achille Lauro’ and ‘toured’ the eastern Mediterranean before
the Egyptian authorities eventually negotiated the release of the vessel in exchange for returning the
PLO operatives to Palestine.260 However, because an American had been killed during this ordeal,
the then US President Ronald Reagan ordered two F-14 Tomcats to overtake the Egyptian plane
returning the PLO operatives to Sicily where the Palestinians were arrested by Italian security.261
But in the immediate aftermath problems arose from a lack of security, whilst the ease with which
the cruise ship and its passengers were seized shocked the US government and raised significant
concerns in relation to other potentially ‘soft targets’.262
This incident then indirectly led to the establishment of the IMO’s sponsorship of the 1988 Rome
conference from which support for the SUA Convention 1988 (as amended) emerged in the
circumstances.263 Therefore, the SUA Convention 1988 (as amended) was meant to “fill many of
the jurisdictional gaps highlighted when the acts endanger the safety of international navigation
and occur on board national or foreign flag ships while underway in the territorial sea,
international straits or international waters”.
264 This is because “The Convention requires States
Parties to criminalize such acts under national law and to cooperate in the investigation and

257 Jacobsson. M ‘Terrorism at Sea’ Ministry of Foreign Affairs, Sweden, Transcript of Oral Presentation, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the
Symposium on Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.157-159.
258 Young. A. J & Valencia. M. J ‘Conflation of Piracy & Terrorism in Southeast Asia: Rectitude & Utility’ (2003) 25(2) Journal Title: Contemporary Southeast Asia 269.
259 Jacobsson. M ‘Terrorism at Sea’ Ministry of Foreign Affairs, Sweden, Transcript of Oral Presentation, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the
Symposium on Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.157-159.
260 Ibid.
261 Parritt. B. A. H ‘Violence at Sea: A Review of Terrorism, Acts of War & Piracy & Countermeasures to Prevent Terrorism’ ICC Publishing SA (1986), at pp.18-19.
262 Ibid at p.19.
263 Jacobsson. M ‘Terrorism at Sea’ Ministry of Foreign Affairs, Sweden, Transcript of Oral Presentation, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the
Symposium on Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at p.159.
264 Roach. J. A ‘United States Initiatives to Enhance Maritime Security at Sea’ Paper presented to the International Conference on the Regime of the Exclusive Economic Zone: Issues
& Responses, Ship & Ocean Foundation & East-West Center (February 2003), at p.26.
40
prosecution of their perpetrators”.
265 But whilst the SUA Convention 1988 (as amended) was
developed largely in response to the 1985 Achille Lauro incident with a view to combating
terrorism266 , it is also now being promoted as an anti-piracy measure. 267 Moreover, since the
terrorist attacks of 9/11, countries including the US look upon extremists in Indonesia, Malaysia, the
Philippines and Thailand as potential threats to international commerce in Southeast Asia.268
American authorities have been particularly concerned with the fact that a super tanker may be
hijacked and driven into Singapore or sunk in the Malacca Strait to seriously disrupt or detour the
flow of oil to East Asia and potentially block US naval mobility and flexibility. Issues are not
helped by the fact the US and other industrialised nations lack confidence in the capacity and will of
Southeast Asian countries to prevent such a disaster.269 Therefore, the more Westernised states have
pressed other countries in the developing world – like parts of Asia – to look to ratify the SUA
Convention 1988 (as amended). The problem is that some Southeast Asian countries fear their
potential obligations under the SUA Convention 1988 (as amended) could serve to compromise the
recognition of their national sovereignty.270 As a result the remit of the SUA Convention 1988 (as
amended) could be expanded to permit maritime forces of other nations to pursue terrorists, pirates,
and maritime criminals into their waters.271 Indeed some Southeast Asian states feel that the Rome
Convention 1988 only makes sense for those countries with maritime dominance or unchallenged
maritime boundaries in the circumstances. For countries with a recent colonial history and relatively
newly won independence, as well as disputed or porous maritime boundaries, the Rome Convention
1988 could be a serious compromise to both their national pride and domestic support for their
national governments.272
Nevertheless, in view of the understanding that ‘piracy’ and ‘terrorism’ could be fused into a general
threat to maritime security, developing countries could find outside ‘help’ easier to accept and ‘sell’
their domestic policy. As a result, it may be in the US’ interests to conflate matters of ‘piracy’ and
‘terrorism’ to look to persuade reluctant developing countries to Help maritime powers with the

265 Ibid at p.26.
266 Batongbacal. J. L ‘Trends in Anti-Piracy Cooperation in the ASEAN Region’, in Ahmad. H & Ogawa. A (Editors) ‘Combating Piracy & Ship Robbery’ Okazaki Institute (2001), at
p.125.
267 Roach. J. A ‘United States Initiatives to Enhance Maritime Security at Sea’ Paper presented to the International Conference on the Regime of the Exclusive Economic Zone: Issues
& Responses, Ship & Ocean Foundation & East-West Center (February 2003), at p.3.
268 Young. A. J & Valencia. M. J ‘Conflation of Piracy & Terrorism in Southeast Asia: Rectitude & Utility’ (2003) 25(2) Journal Title: Contemporary Southeast Asia 269.
269 Ibid.
270 Jacobsson. M ‘Terrorism at Sea’ Ministry of Foreign Affairs, Sweden, Transcript of Oral Presentation, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the
Symposium on Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.159-160.
271 Young. A. J & Valencia. M. J ‘Conflation of Piracy & Terrorism in Southeast Asia: Rectitude & Utility’ (2003) 25(2) Journal Title: Contemporary Southeast Asia 269.
272 Ibid.
41
pursuit of pirates and terrorists in their territorial waters. For practical reasons, however, the SUA
Convention 1988 (as amended) may not be the appropriate instrument to combat piracy.273
Under Article 3 of the Convention it has been recognised the enumeration of offences, even if
interpreted broadly, will clearly cover only the serious but admittedly less common incidents of
vessel hijackings and not the most common forms of piracy and armed robbery at sea.274 On this
basis, over 95% of the piracy and sea robbery incidents reported would not actually be covered by
the terms of the SUA Convention 1988 (as amended).275
This effectively means that there is a need for standardised international law to facilitate the
prevention and prosecution of piracy – although the Rome Convention 1988 may not be it.276 By
way of illustration, in co-operation with India, the US has undertaken a proactive attempt to control
both piracy and terrorism in the Strait of Malacca using U.S. and Indian warships to escort
commercial vessels of ‘high value’.
The problem is that the reality is that naval patrols by major powers may not be the most effective
or politically acceptable means for combating either piracy or terrorism.
There are a number of reasons for this. First, such patrols have served to bring about a significant
amount of suspicion in Southeast Asia in relation to the real goals of both the Indian and US’ naval
presence in the Strait of Malacca.277 In the immediate aftermath of events including the Cold War
and the terrorist attacks of 9/11, the governments of the US and India have developed what may be
best described as something of a new political and military relationship. It would seem that the
Bush administration needed a full-fledged alliance to make India the US’ most important ally in
Asia as India agreed to the joint patrols in return for the resumption of arms sales to India.278
Therefore, the Indian and American naval presence in the Malacca Strait was not meant to only
combat piracy and terrorism, but is also a significant aspect of a much broader attempt to implement
an American-friendly Indian naval presence since joint patrolling is the beginning of a larger
military engagement.279
With this in mind, although the development of joint policies such as this between India and the US
could be looked upon by some as a reasonable attempt to be able to establish a security order in the

273 Ibid.
274 Roach. J. A ‘United States Initiatives to Enhance Maritime Security at Sea’ Paper presented to the International Conference on the Regime of the Exclusive Economic Zone: Issues
& Responses, Ship & Ocean Foundation & East-West Center (February 2003), at p.126.
275 Jacobsson. M ‘Terrorism at Sea’ Ministry of Foreign Affairs, Sweden, Transcript of Oral Presentation, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the
Symposium on Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.160-162.
276 Young. A. J & Valencia. M. J ‘Conflation of Piracy & Terrorism in Southeast Asia: Rectitude & Utility’ (2003) 25(2) Journal Title: Contemporary Southeast Asia 269.
277 Ibid.
278 Dragonette. C ‘Worldwide Threat to Shipping Mariner Warning Information’ Office of Naval Intelligence Analysis Department (3rd March 2003).
279 Ramachandran. S ‘India Signs on as Southeast Asia Watchdog’ Asia Times (5th April 2002).
42
region, Indonesia and China could see this development as a threat to their authority and
influence. 280 In addition, it is also to be appreciated that when the 1988 Rome Convention is
considered in this context it may be looked upon as a device that permits the dominant naval powers
to undermine regional powers. When one looks upon the current American military and political
actions in the Muslim world in particular, such actions may not be universally viewed as positive or
constructive. Indeed, the potential ability of these patrols to curb piracy and terrorism may not
balance their potential to undermine security relations.281
A significant concern is the arrest authority of foreign naval vessels in another country’s
jurisdiction; whilst commercial ships may look to exercise their rights to transit through
international straits so naval vessels may escort those ships under this regime. However, their
authority is generally limited to their own flag vessels because “Enforcement is largely left to the
navy, which possesses the hardware of enforcement but lacks the power of arrest. This role is also at
odds with international practice in which navies typically operate on the high seas leaving
patrolling of territorial waters to coast guard-type bodies”.
282
There is also something of a question mark in relation to the appropriate size of the pursuit craft
used in the circumstances of a given case. By way of illustration, in the shallow waters where most
pirates operate, high-speed patrol craft are invaluable. 283 In addition, the indigenous Southeast
Asian enforcement capacity is generally insufficient. Air surveillance and pursuit would be an
important adjunct, but most Southeast Asian nations, and particularly Indonesia, cannot afford the
number of aircraft necessary to adequately patrol. International Helpance in developing the
indigenous patrol capacity of Southeast Asian maritime nations is a long-term solution to promoting
regional security and would minimise the sensitive presence of foreign naval vessels. 284 For
example, agreements that were made in 1992 between Indonesia, Malaysia and Singapore served to
provide for joint anti-piracy patrols and information sharing. On this basis, a Maritime Operation
Planning Team was established with a view to carrying out joint anti-piracy patrols of the Malacca
Strait, whilst a 1994 memorandum of understanding between Malaysia and the Philippines sought
to coordinate anti-piracy patrols and share intelligence gained as a result. 285 However, such
agreements were found to be insufficient because they stopped short of actually permitting ‘hot
pursuit’ of pirates into a neighbour’s territorial waters (see the preceding chapter for a discussion of

280 Young. A. J & Valencia. M. J ‘Conflation of Piracy & Terrorism in Southeast Asia: Rectitude & Utility’ (2003) 25(2) Journal Title: Contemporary Southeast Asia 269.
281 Ibid.
282Urquhart. D ‘Japan Helping Indonesia Set Up Coast Guard’ Business Times (25th March 2003).
283 Chalk. P ‘Contemporary Maritime Piracy in Southeast Asia’ Studies in Conflict & Terrorism (16th March 1997), at p.96.
284 Young. A. J & Valencia. M. J ‘Conflation of Piracy & Terrorism in Southeast Asia: Rectitude & Utility’ (2003) 25(2) Journal Title: Contemporary Southeast Asia 269.
285 Chalk. P ‘Contemporary Maritime Piracy in Southeast Asia’ Studies in Conflict & Terrorism (16th March 1997), at p.99.
43
‘Hot Pursuit’).
By way of illustration, the Malaysian Maritime Enforcement Coordination Centre recognized that
“Under no circumstances would we intrude into each other’s territory. If we chase a ship and it
runs into the other side, we let the authorities there handle it”.
286 Interestingly, currently it needs to
be understood that there is only really a ‘hands off’ protocol in relation to those situations of ‘hot
pursuit’ that may arise between Indonesia and Malaysia by way of example. This effectively means
that, although these co-operative efforts are considered commendable with a view to limiting
piracy’s growth during the 1990s, they also serve to highlight the ongoing difficulties that are
involved with pursuing criminals over international maritime borders. 287 The problem is
multilateral initiatives to address these issues have either proved to be somewhat lacking or, as with
the SUA Convention 1988 (as amended), raised considerably more concerns than they addressed.
However, commercial vessels can look to protect themselves by employing Ship Loc locational
devices, electric fences, high pressure hoses, security lights, and pirate watches – although of course
the purchase and use of these devices may be too expensive for small coastal trading vessels.288
3.5 Ship Boarding under the SUA Convention and Interdiction at Sea
Former American President George W. Bush unveiled the Proliferation Security Initiative (PSI) in
Poland at the end of May 2003.289 Deemed “foremost among President Bush’s efforts to stop WMD
proliferation,” PSI was looked upon as a new channel for interdiction cooperation beyond treaties
and regimes of multilateral export control290 and informally expanded the number of cooperating
countries without expanding membership in export control groups.291 Earlier, in December 2002
National Strategy to Combat Weapons of Mass Destruction (WMD) Proliferation, the Bush
Administration looked to recognize the importance of countering proliferation and managing WMD
consequences so that the interdiction of related goods gained greater prominence.292 On this basis,
US policy looked to bring about the enhancement of “the capabilities of our military, intelligence,
technical, and law enforcement communities to prevent the movement of WMD materials,

286 Ibid at p.100.
287 Ibid at p.99.
288 Hadfield. P ‘Repel Boarders’ New Scientist (12th August 2000), at p.14.
289 Remarks by the President to the People of Poland (31st May 2003).
290 Bolton. J. R (former Under Secretary for Arms Control & International Security) ‘Testimony Before the House International Relations Committee – The Bush Administration’s NonProliferation Policy: Successes & Future Challenges’ (30th March 2004).
291 CRS Report RL31559 ‘Proliferation Control Regimes: Background & Status’ coordinated by Mary Beth Nikitin.
292 Nikitin. M. B ‘Proliferation Security Initiative (PSI)’ Congressional Research Service Report for Congress (8th January 2010), at p.1.
44
technology, and expertise to hostile states and terrorist organizations”.
293
PSI was started, at least initially, partially in response to legal gaps that were revealed in an
incomplete interdiction of the ‘So-San’ (a North Korean-flagged ship) that was carrying Scud
missile parts to Yemen in December 2002. 294 This is because US intelligence had collected
evidence of money transfers from Yemen to North Korea and Scud fuel oxidizer being loaded into
shipping containers as analysts narrowed identification of the merchant vessel carrying the Scuds
themselves to one of ‘three likely ships’ including the North Korean-flagged ‘So-San’. As a result,
the ‘So-San’ was interdicted on the high seas by a Spanish warship after a tip from American
intelligence and the boarding was legal because there was no ship under that name in the North
Korean registry. Inspectors found 15 complete Scud-like missiles, 15 warheads, and a missile fuel
oxidizer hidden away on board the ‘So-San’.
295 But then the US and Spanish authorities had no legal
basis to seize the cargo and so the ship was then released. This is because Yemen looked to claim
ownership of the Scud-like missiles and reportedly promised the US it would not retransfer the
items or purchase additional missiles from North Korea.
Generally, UNCLOS gives a right to board ships as described by article 110 in a number of cases
including the suppression of the slave trade, piracy, unauthorized broadcasting and ships without
flags. There are other provisions which allow hot pursuit whenever ships violate the law of a state,
this gives the right to chase ships and board them, these cases do not require requests for
authorization since they are stated in UNCLOS.
Boarding suspected ships under the 1988 Drug Convention to search for illicit drugs requires a
request for authorization and the express consent of the requested state. Prohibition of proliferation
of WMD and their transfer present a legal gap in the international law where all the conventions
invoked with respect to WMD are limited to states party to them. The new legal frame work of the
SUA convention 2005 fills the gaps in the legal system of the previous treaties, where article 8
makes it possible to board ships and search for WMD- related materials, subject to certain
conditions as stipulated in article 8.
Article 8b of the SUA Convention elaborates the regime concerning third party boarding of vessels

293 White House ‘National Strategy to Combat Weapons of Mass Destruction (WMD)’ White House (December 2002), at p.2.
294 Nikitin. M. B ‘Proliferation Security Initiative (PSI)’ Congressional Research Service Report for Congress (8th January 2010), at p.1.
295 Ibid at p.1.
45
for the purpose of preventing and suppressing unlawful acts. Article 8 addresses inter alia, requests
for Helpance, boarding of a vessel by non-flag state authorities, the rights of flag states in boarding
ships, safeguards to be observed by a boarding state, and potential liability of a boarding state.
Sub-paragraphs 10 a (ii) and (iii) of article 8b provide for fair treatment of persons in compliance
with international law related to fair treatment and human rights. Paragraph 5 of article 8b defines
four elements for boarding of a suspect ship by a third party. First, authorized officials of the
requesting state must have encountered a suspect ship flagged with a state party. Secondly, the
location of the suspect ship must be outside any territorial sea, either in high seas or in the EEZ of a
coastal state. Thirdly, there must be reasonable grounds to suspect that the ship in question is or is
about to be involved in committing an offence, but not necessarily against a ship of the requesting
state. Fourthly, the most important element is that the requesting party wishes to board the suspect
ship. There are five sub-paragraphs under paragraph 5 setting out procedures for request. Subparagraph 5(a) states that the requesting state must request the flag state of the suspect ship to
confirm the ship’s nationality. Sub-paragraph 5(b) states that after confirming the nationality of the
suspect ship, the requesting state shall request authorization to board and take appropriate measures
as set out in Sub-paragraph 5(b). According to sub- paragraph 5(c), The flag state may grant the
request subject to conditions it may stipulate, or decide to board the ship itself, or together with the
requesting state. If the flag state does not expressly grant the request, the requesting state must not
board the suspect ship.296

Article 110 of UNCLOS 1982 serves to justify the boarding of a foreign ship on the high seas to
verify a given ships right to fly its particular national flag if there is reasonable ground for
suspecting the ship is engaged in piracy.297 The courts of the state that undertook the seizure may
decide upon the penalties to be imposed and the actions to be taken regarding the ship subject to the
rights of third parties in good faith – although the arrest and prosecution of pirates fall within the
precinct of a state’s national law.298 On this basis, successful prosecution is dependent on whether
the corresponding national legal standard exists and the degree the enforcing state has adopted the
‘universal jurisdiction’ over piracy as an international crime subject to arrest and prosecution
anywhere in the world.299 Conversely, under Article 8 of the SUA Convention 1988 (as amended),
some experts expected that concern over proliferation would lead a large number of states to ratify

296 Mejia M. & Mukherjee P. K. (2006) ‘The SUA Convention 2005: a critical Assessment of its effectiveness in suppressing maritime criminal acts’ Journal of International Maritime
Law, 12(3) 170-191.
297 Fouche. H ‘Somali Pirates Take to the High Seas: Expediency or Long-Term Pirate Strategy?’ (2009).
298 Guyo. M ‘Taking the Somali pirates to court’ ISS Today (15th April 2009).
299 Fouche. H ‘Somali Pirates Take to the High Seas: Expediency or Long-Term Pirate Strategy?’ (2009).
46
the 2005 Protocol to the SUA Convention 1988.300 This is because it has been recognised that the
Protocol’s amendments to Article 3 will extend the prohibitions on the transfer or transport of
WMD, whilst amendments to Article 8 will then provide new authority for boarding by states other
than flag states.301 However, whilst demand for interdiction operations may rise appreciably, it is
doubtful the US Navy or Marine Corps will have authority under American domestic law to take
enforcement action under it so any maritime enforcement would be carried out by the US Coast
Guard.302
The ‘So-San’ became the focus of attention as a result of two actions that could be considered to be
innocuous alone but were suspicious when taken together. First the ‘So-San’ zigzagged on its course
whereas merchant vessels usually follow a steady course on the shortest track between two points,
then the ‘So-San’s’ crew lowered and raised the vessel’s flag which is somewhat unusual in view of
the fact that the national ensign should be displayed continuously throughout their time under
way.303 Surveillance of the ‘So-San’ off of the Indian Ocean produced a legal basis for boarding
because the vessel was freshly painted on the stern (the customary location for a ship’s name) when
no such vessel was actually registered under the North Korean flag. As a result, the ‘So-San’ was
‘stateless’ under international law to allow US warships to invoke a peacetime right to approach and
visit.304 However, the master of the ‘So-San’ failed to give consent for boarding, ignored warning
shots and claimed the ship’s cargo consisted of cement before the boarding team discovered the
missiles and related equipment.305
On this basis, dialogue between the US and Yemen followed leading to some significant speculation
that political considerations would reverse the interdiction. The reason for this is that Yemen was
recognized as being a prospective partner in the war on terror, whilst the escalation of significant
tension with a nuclear-capable North Korea needed to be avoided wherever possible.306 Therefore,
despite what was found on board the vessel, the ‘So-San’ was then allowed to continue on its
voyage. The problem was that this situation was somewhat frustrating in operational terms because
of the fact that the US-led maritime-interdiction coalition had mastered time, space, and force since
the effectiveness of the intelligence processes used served to correctly identify a Scud carrier and

300 Allen. C. H ‘Moderator’s Report: Legal Experts’ Workshop on the Future Global Legal Order’ (2007) 60(4) Naval War College Review 73.
301 Mbiah. K ‘The revision of the Convention for the Suppression of Unlawful Acts against the Safety of Maritime Navigation, 1988, & its Protocol of 1988 Relating to Fixed Platform
Located on the Continental Shelf (SUA Convention & Protocol)’, Ghana Shippers Council, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the Symposium on
Maritime Violence & other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.198-199.
302 Allen. C. H ‘Moderator’s Report: Legal Experts’ Workshop on the Future Global Legal Order’ (2007) 60(4) Naval War College Review 73.
303 United Nations Convention on the Law of the Sea 1982 at Article 92.
304 United Nations Convention on the Law of the Sea 1982 at Article 110.
305 Robbins. C. A ‘Why U.S. Gave UN No Role in Plan to Halt Arms Ships’ Wall Street Journal (21st October 2003), at p.1.
306 Doolin. J. A ‘The Proliferation Security Initiative: Cornerstone of a New International Norm’ (2006) 59(2) Naval War College Review 29.
47
had apprehended it with sufficient force. 307 But there was no gain regarding the operation
undertaken because the Scuds were still permitted to arrive at their destination since international
law and politics could not be synchronised, so interdiction failed.
Legal debate relating to the interdiction began with the premise that proper authority in two respects
needs to be present for maritime interdiction to be much more effective. First, there is a need for
sufficient authority to visit and search a particular vessel like the ‘So-San’.
308 This condition appears
to have been satisfied in the case of the ‘So-San’ because, as has already been stated, it was
‘stateless’. However, there was also a need for there to be the authority to seize, detain, or divert
cargo found aboard and this was not in existence here because conventional missiles are not
contraband subject to seizure.309 In addition, no UN resolution serves to impose a weapons embargo
against Yemen, whilst neither North Korea nor Yemen is signatory to the Missile Technology
Control Regime that may have otherwise served to authorise seizure.310
Therefore, the ‘So-San’ case is considered to be illustrative of the close intertwining of politics and
international law in this area. This understanding is reflected by the fact that less than a month
before, the UN Security Council had passed Resolution 1441 that served to provide Iraq with a
“final opportunity to comply with its disarmament obligations”.
311 However, the decade-old
embargo that was put in place against Iraq was not used as authority with a view to legally boarding
the ‘So San’ because its destination was so clearly Yemen. In addition, although the ‘USS Cole’ had
been in Aden, Yemen, when it was attacked two years earlier, the US did not now make a selfdefence claim.312 Moreover, the arguments for seizing Yemeni ballistic missiles would have divided
international political opinion on WMDs precisely when solidarity was desired for a future UN
Security Council Resolution serving to permit ‘all necessary measures’ to dismantle Iraqi programs.
As a result, the price of solidarity involved serving to permit Yemen to be able to keep the Scuds
and avoid the opportunity to use this case as a precedent for interdiction of WMD in this context.313
On this basis, although it is unclear whether if this incident had occurred after PSI was formed the
outcome would have been different, it was clearly necessary to quickly bring about a multilateral

307 Ibid.
308 Ibid.
309 Wedgewood. R ‘A Pirate Is a Pirate’ Wall Street Journal (16th December 2003).
310 US State Department ‘Fact Sheet on Missile Technology Control Regime Washington DC, Bureau of Non-Proliferation’ (9th October 2001).
311 United Nations Security Council Resolution 1441 (8th November 2002).
312 Doolin. J. A ‘The Proliferation Security Initiative: Cornerstone of a New International Norm’ (2006) 59(2) Naval War College Review 29.
313 Ibid.
48
interdiction coordination mechanism as soon as possible.314 Since its inception, there has been little
publicly available information by which to measure the PSI’s success. One measurement might be
the number of interdictions successfully carried out as a result of PSI countries cooperating. Little
public information is available, however. Secretary of State Rice, on the second anniversary of PSI,
announced that PSI was responsible for 11 interdictions in the previous nine months.315 On June 23,
2006, Under Secretary for Arms Control and International Security, Robert Joseph, reported that
between April 2005 and April 2006, PSI partners worked together “on roughly two dozen separate
occasions to prevent transfers of equipment and materials to WMD and missile programs in
countries of concern”.
316 In July 2006, Under Secretary Joseph recognized PSI had “played a key
role in helping to interdict more than 30 shipments”317 since PSI cooperation stopped exports to
Iran’s missile program and the export of heavy water-related equipment to its nuclear program.318
However, to consider whether and to what extent PSI has contributed to the increased number of
interdictions is unclear. This is because it is arguable that the same number of interdictions may
have happened even without the implementation of the PSI since prior to this announcement the US
was already co-operating with other countries to interdict WMD shipments.319 In addition, even if
the PSI could be said to have resulted in many more interdictions, this increase could be put down
to an upsurge in proliferation activity or improved intelligence.
Nevertheless, when looking to assess the success of the PSI this may also be gauged by the level of
completeness of PSI membership – particularly those countries with what may be considered the
highest proliferation of transshipment concerns. By way of illustration, it is of substantial concern
to many including the US that countries such as China, Malaysia, and Pakistan are not members of
the PSI.320 It should be noted, however, that some countries that are not ready to sign up as full
participants do attend PSI exercises as observers.321 Other countries may participate indirectly in
interdictions or information exchange related to WMD proliferation without becoming full
participants in PSI and the US is seeking to encourage India to join PSI with little success.322 An

314 See Joseph. J ‘The Proliferation Security Initiative: Can Interdiction Stop Proliferation?’ Arms Control Today (June 2004) & Winner. A. C ‘The Proliferation Security Initiative:
The New Face of Interdiction’ The Washington Quarterly (Spring 2005).
315 Arms Control Association ‘The Proliferation Security Initiative (PSI) At a Glance’ (2010).
316 Under Secretary for Arms Control & International Security Robert Joseph, Warsaw, Poland (23rd June 2006).
317 Under Secretary for Arms Control & International Security Robert Joseph, Remarks to the Capitol Hill Club (18th July 2006).
318 Nikitin. M. B ‘Proliferation Security Initiative (PSI)’ Congressional Research Service Report for Congress (8th January 2010), at p.3.
319 Ibid.
320 US General Accounting Office ‘U.S. Efforts to Combat Nuclear Networks Need Better Data on Proliferation Risks & Program Results’ GAO-08-21 (October 2007)
(https://monkessays.com/write-my-essay/gao.gov/new.items/d0821.pdf).
321 Lieggi. S ‘Proliferation Security Initiative Exercise Hosted by Japan Shows Growing Interest in Asia But No Sea Change in Key Outsider States’ WMD Insights (December 2007-
January 2008).
322 Valencia. M. J ‘The Proliferation Security Initiative: Making Waves in Asia’ The International Institute for Security Studies (October 2005), at p.66.
49
additional issue affecting successful implementation of the PSI is the conclusion of ship-boarding
agreements particularly in relation to those countries that rely upon ‘ Flags Of Convenience ‘
(FOC).323 When a merchant ship registers under a foreign flag to avoid taxes, save on wages or
avoid government restrictions it is known as an FOC. FOC are of particular concern for
proliferation reasons because of looser government regulations over their shipments and the ease
with which ships can switch from one registry to another with Panama and Liberia said to have the
highest volume of FOC global trade.324 Nevertheless, to date, the US has signed nine ship-boarding
agreements – in 2004 the US established agreements with Panama, the Marshall Islands, and
Liberia; in 2005 with Croatia, Cyprus, and Belize; in 2007 with Malta and Mongolia; and in 2008
with the Bahamas. Ostensibly these kinds of arrangements share in the fact that they commonly
permit two hours to deny US personnel the right to board a ship.
3.6 Freedom of Movement
In view of the discussion in the preceding subsection of this chapter there are concerns that the PSI.
WMD interdiction activities could serve to endanger international commerce and give unwarranted
powers to the US Navy to act as a global police force.325 But ship boarding agreements serve as
significant illustrations of non-proliferation cooperation to then offer authority on what is a bilateral
basis to board ships suspected of illicitly carrying WMD or related materials.326 On this basis, these
kinds of agreements commonly serve to provide for bilateral cooperation so as to prevent these
kinds of shipments through the development of processes to board and search ships when they are
in international waters. Therefore, if a ship that is registered in the US (or the partner country) is
suspected of carrying proliferation-related cargo, either one of the parties can request the other to
confirm a particular ship’s nationality to permit the ship’s boarding and possible detention and its
cargo’s search. 327 These agreements are important for furthering the PSI and enhancing the
mechanisms to interdict suspected cargoes of WMD modelled after similar arrangements in the
counter-narcotics arena.
As was discussed in the preceding section, the PSI is a multilateral initiative that is meant to prevent

323 Nikitin. M. B ‘Proliferation Security Initiative (PSI)’ Congressional Research Service Report for Congress (8th January 2010), at p.3.
324 Ibid at pp.3-4.
325 ‘Russia joins WMD alliance’ Taipei Times (2nd June 2004), at p.6.
326 US Department of State ‘Ship Boarding Agreements’ US Department of State (2010).
327 Ibid.
50
the proliferation of WMD and the materials that are utilised to construct them.328 This is because
“The goal of the PSI is to create a more dynamic, creative, and proactive approach to preventing
proliferation transfers to or from nation states and non-state actors of proliferation concern” by
establishing links to allow information sharing between countries. 329 The PSI organises
multinational exercises to train for the interdiction of these weapons on the high seas and to allow
its supporters to identify cross-border trafficking in WMD and to halt that through restrictions on
the freedom of movement of vessels. The PSI explicitly contemplates boarding ships and using
armed forces to seize weapons and the equipment to make them330 through undertakings by its
participants to board and search vessels reasonably suspected of transporting WMD and to not
transport them themselves,331 whilst consenting to boarding and search of vessels carrying their
flags so as to further restrict the freedom of movement of vessels.332
With this in mind, subsequent bilateral agreements have been signed so as to permit the US to board
ships bearing FOC in some cases.333 This is because many merchant ships nowadays fly FOC to
avoid taxes, laws regulating work conditions, and/or environmental regulations. Some small states
register these ships for small sums adding up to a significant revenue stream even though they were
selected based on the implied promise that they would not inconvenience owners so these states
retain the legal authority to board those ships with their flags.334 Five leading flag states have
signed boarding agreements including Liberia335 and Panama336 so a large portion of the global
merchant fleet is flagged by states either supporting the PSI or having signed boarding agreements.
Therefore, over half the world’s shipping fleet is liable to be boarded with minimum obstacles
contrary to the recognition of the principle of free movement.337
More specifically regarding the Proliferation Security Initiative Ship Boarding Agreement with
Panama in 2004, in view of the Arrangement between the Government of the United States of

328 US Department of State ‘International Information Programs – The Proliferation Security Initiative’ US Department of State (June 2004).
329 Ibid.
330 Ibid.
331 US Department of State ‘The Proliferation Security Initiative – Statement of Interdiction Principles’ US Department of State (4th September 2003).
332 Ibid.
333 Bolton. J. R (Under Secretary for Arms Control & International Security) ‘Remarks with H.E. Arnulfo Escalona, Minister of Government & Justice of Panama: Signing of the USPanama Ship Boarding Agreement to Support the Proliferation Security Initiative (PSI)’ (12th May 2004).
334 United Nations Convention on the Law of the Sea (UNCLOS) 1982 at Articles 93 & 217.
335 Agreement Between the Government of the United States of America & the Government of the Republic of Liberia Concerning Cooperation To Suppress the Proliferation of
Weapons of Mass Destruction, Their Delivery Systems, & Related Materials by Sea, US-Liberia (11th February 2004) (https://monkessays.com/write-my-essay/state.gov/t/isn/ trty/32403.htm).
336 Amendment to the Supplementary Arrangement Between the Government of the United States of America & the Government of the Republic of Panama to the Arrangement
Between the Government of the United States of America & the Government of Panama for Support & Helpance from the United States Coast Guard for the National Maritime Service
of the Ministry of Government & Justice, US-Panama (12th May 2004).
337 Becker. M. A ‘The Shifting Public Order of the Oceans: Freedom of Navigation & the Interdiction of Ships at Sea’ (2005) 46 Harv. Int’l L.J. 131, at p.182.
51
America and the Government of Panama for Support And Helpance from the United States Coast
Guard for the National Maritime Service of the Ministry of Government And Justice and the
Supplementary Arrangement between the Government of the United States of America And the
Government of the Republic of Panama to the Arrangement between the Government of the United
States of America And the Government of Panama for Support And Helpance from the United
States Coast Guard for the National Maritime Service of the Ministry of Government And Justice a
program was established for conducting bilateral maritime law enforcement operations to stop
illegal activities between the US and Panama. The implementation of the Proliferation Security
Initiative Ship Boarding Agreement with Panama in 2004 effectively involved looking to prevent
the international trafficking of drugs, illegal fishing and the transportation of contraband.
The Proliferation Security Initiative Ship Boarding Agreement with Panama in 2004 was
implemented because the parties were deeply concerned regarding WMD proliferation, their
delivery systems, and related materials, particularly by sea, as well as the risk these could be taken
by terrorists. UN Security Council Resolution 1373 of 28th September 2001 recognised the
unfortunately close connection between acts of international terrorism along with the illegal
movement of nuclear, chemical, biological and other potentially deadly materials to emphasise the
need to enhance coordination of efforts nationally, sub-regionally, regionally and internationally to
strengthen a global response. The UN Security Council Resolution 1373 called upon States to find
ways of intensifying and accelerating the exchange of operational information, especially regarding
the threat posed by the possession of weapons of mass destruction by terrorist groups. Furthermore,
Proliferation Security Initiative Ship Boarding Agreement with Panama in 2004 acts according to
the Convention on the Prohibition of the Development, Production, Stockpiling and Use of
Chemical Weapons and on their Destruction 1993, the Treaty on Non-Proliferation of Nuclear
Weapons 1968, and the Convention on the Prohibition of the Development, Production and
Stockpiling of Bacteriological (Biological) and Toxin Weapons and on their Destruction 1972.
52
Chapter 4 – CASE STUDY – THE ROLE OF THE SAUDI ARABIAN NAVY
4.1 The role of the Saudi navy in maintaining sovereignty and security of Saudi Arabia
The geographic location of the Kingdom of Saudi Arabia, where it is surrounded by the Red sea
from the west, Arabian Gulf from the east and Indian Ocean from the south, along with its
considerable natural resources and leading role and responsibility toward the Islamic and Arabic
world in the protection of holy places, highlights the need for naval protection. The Saudi
government thus established, beginning in 1960, an efficient advanced naval force capable of
protecting its interests including, state, religious and economic elements as well as contributing to
the service of humanitarian aims.
The importance of the Kingdom as an oil producing country and main source of power using the sea
as its chief means to load its exports, underlies the necessity of a strong naval force. Saudi Arabia is
the world’s largest producer and exporter of total petroleum liquids, and the world’s second largest
crude oil producer behind Russia. Saudi Arabia’s economy remains heavily dependent on oil and
petroleum-related industries, including petrochemicals and petroleum refining. Oil export revenues
have accounted for around 90 percent of total Saudi export earnings and state revenues and more
than 40 percent of the country’s Gross Domestic Product (GDP). With the passage of more than 15
million barrels of oil through the Strait of Hormuz every day, the need for attention to maritime
security has become urgent.
The Royal Saudi Navy was founded in 1960 and began a significant expansion with US Helpance
in 1972. By way of illustration, the Saudi Arabian government received its first naval vessel, named
‘Al-Riyadh’ from the US. It was a patrol boat which played a large role in training many officers and
sailors at that time.338 A further expansion programme was then undertaken with the Helpance of
the French government as part of the ‘Sawari’ Programme’.339 More vessels for the purpose of
strengthening the Royal Saudi Naval forces (RSNF) were purchased from France and the UK
during the 1980s and 1990s. In addition, in 1980 the US defence contractor Science Applications
International Corporation commenced its work with the Royal Saudi Naval Forces with a view to
both designing and integrating the country’s ‘Command, Control, and Communications’ (C3)

338 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
339 See, for example, the work of Kurzman. C ‘The Unthinkable Revolution in Iran’ Harvard University Press (2004).
53
centres.340 As a result of the Helpance it has received from other countries to date, the Royal Saudi
Naval Forces currently has about 15,000 officers and men, including 3000 Marines looking to
safeguard its interests in its territorial waters.341
The Royal Saudi Naval Forces ostensibly seeks to protect Saudi Arabia’s interests within its
territorial waters and is principally focussed on ensuring the free flow of oil to global markets and
impeding the traffickers’ activities. In addition, the Royal Saudi Naval Forces looks to help with the
achievement of international security and counter terrorism efforts. 342 But it is also to be
appreciated that serious safety concerns have arisen as a result of the ever increasing shipping
traffic in the region with the risk of collisions and groundings increasing dramatically. Clearly it is
possible for such risks to be mitigated through thorough management of shipping activity within
Saudi Arabia’s territorial waters – although such concerns must be carefully addressed in any
maritime policy plans.343 This is because it has been recognized that the impacts would be less
critical to the future of Saudi Arabia than terrorist attacks since incidents such as these are often
much more likely to occur. With this in mind, Saudi Arabia has an array of response plans for
different types of incidents. By way of illustration, the Ministry of Petroleum and Mineral
Resources will look to oversee the response to incidents resulting in oil and chemical pollution to
Saudi Arabian waters and the Coast Guard – along with the Navy – will respond to humanitarian
incidents such as the coordinated international search and rescue operation following the sinking of
the Egyptian ferry ‘Al-Salam 98’ in 2006 during its journey from Duba, Saudi Arabia, to Safaga in
southern Egypt.344
Work to be undertaken is, however, somewhat complex in view of the sheer scale of what is to be
done. This is because Saudi Arabia has two coastlines (totalling 1,840 km) of which 700km borders
the Arabian Gulf, whilst between the Red Sea and the Arabian Gulf, Saudi Arabia’s territorial
waters cover 29,000km2.
345 The Arabian Gulf has an area of approximately 240,000 km2 and is
very shallow with only one opening – the Strait of Hormuz – linking the Arabian Gulf with the Gulf
of Oman and the Arabian Sea.346 Beneath the Arabian Gulf lie gas and oil deposits and, where
maritime borders are not clearly demarcated, these deposits are vulnerable to exploitation from

340 Beyster. J. R, Dr & Economy. P ‘The SAIC Solution: How We Built an $8 Billion Employee-Owned Technology Company’ John Wiley & Sons (2007), at p.49.
341 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
342 Ibid.
343 Ibid.
344 BBC News ‘Egyptian ferry sinks in Red Sea’ BBC News (3rd February 2006).
345 Earth Trends ‘Coastal & Marine Ecosystems – Saudi Arabia’ Earth Trends (2003).
346 Isenberg. D ‘A game of chicken in the Persian Gulf’ Asia Times Online (10th January 2008).
54
states other than those with rights to them.347
Maritime border disputes prevailing between Saudi Arabia and its Gulf neighbours have been
largely resolved; Saudi Arabia and Bahrain agreed on a series of mid-points between coastal areas
in 1958 and designated an area north of Bahrain as being under the jurisdiction of Saudi Arabia –
although revenues gained from hydrocarbon exploitation are to be split between the two states.348 In
addition, the 138.7 nautical mile long Saudi Arabia/Iran maritime boundary was agreed in 1969,
whilst a neutral zone was designated with Kuwait in 1965 – although the countries did not agree
demarcated boundaries until July 2000.349 However, in 2000 Iran drilled for gas in an area disputed
by Saudi Arabia, Kuwait and Iran, prompting protests by both Kuwait and Saudi Arabia with
discussions on this border continuing even today, whilst in March 2001 a final resolution was
settled between Saudi Arabia and Qatar; although still outstanding is recognition of the official
demarcation of the boundary with the UAE to reflect a 1974 agreement.350
Saudi Arabia officially recognized the scale of its territorial waters on 28th May 1949 and Royal
Decrees No.33 and No.M-27 of 1968 both set out to officially proclaim the Saudi Arabian
boundaries in this regard. However, there have been long running disputes with neighbouring
countries ever since as to which areas actually fall under the jurisdiction of Saudi Arabia because
the submarine environment of both the Arabian Gulf and the Red Sea contains very valuable
resources such as oil.351 The problem is that matters are only exacerbated by the fact that the Red
Sea is bordered by nine Arabic and African countries with Saudi Arabia, Yemen, Sudan, Ethiopia
and Egypt being the most important regional players and contain an abundance of significant
mineral deposits. Therefore, this only serves to place greater importance upon proper border
demarcation. By way of illustration, in 1974 Saudi Arabia and Sudan formed the Sudan – Saudi
Arabia Red Sea Commission (SSRSC) to look to investigate and develop the submarine deposits in
the common zone until an appropriate delineation of the continental shelf could be agreed upon.352
In addition, Saudi Arabia and Yemen also agreed upon the Treaty of Jeddah of 2000 that declares
the two states’ respective boundary rights with a view to resolving Saudi Arabian claims dating
back from 1934 – although the final demarcation has been deferred pending considerations of a

347 Fox News.Com ‘US Navy Commander Warns Iran: Don’t Try Closing Gulf Oil Passageway’ Fox News.Com (2nd July 2008).
348 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
349 Ibid.
350 Ibid.
351 Isenberg. D ‘A game of chicken in the Persian Gulf’ Asia Times Online (10th January 2008).
352 Ibid.
55
tribal nature. 353 Moreover, the division of the Red Sea between Saudi Arabia and Egypt was
performed using median points in 1951 and in 1965 Saudi Arabia and Jordan performed a land
swap whereby Jordan exchanged a large area of desert for a short area of Red Sea coast near
Aqaba.354
Ports in Saudi Arabia are also divided into categories, including the commercial ports of King
Abdul Aziz, port Dammam, Jeddah Islamic port and King Fahd port in Jubail, as well as industrial
ports of King Fahd industrial port in Jubail and King Fahd industrial port in Yanbu along with the
petroleum ports of Ras Tanura port, Ju’aymah Ras Al Khafji port and the port of Rabigh so there are
a number of vital positions to be safeguarded in the country’s economic interests.355 For example,
Saudi Arabia looks to export a majority of its oil by tanker. Tankers that are loaded daily have a full
capacity of some 14 million barrels a day on the Arabian Gulf.356 Oil is also primarily distributed
through the 1,200 kilometer Trans-Arabian pipeline linking the Abqaiq oil field near Riyadh with
Yanbu on the Red Sea. The majority of the oil that arrives in Yanbu is then loaded on to tankers for
transport out of the Red Sea whilst the remainder continues on through the Sumed pipeline to Sidi
Krier on Egypt’s Mediterranean coast.357 However, as has already been recognized, most of Saudi
Arabia’s oil is exported by tanker through the Arabian Gulf terminals at Ras Tanura and Ju’aymah
ports. On this basis, the Royal Saudi Naval Forces are important because, generally, when a country
plans to build naval forces many factors should be considered with direct influence on type and size
of those forces including – (a) geographical location; (b) nature, climate and environmental
features; (c) country area; and (d) population.358
Aside from its vast natural resources, Saudi Arabia has a leading role and responsibility to both the
Islamic and Arabic worlds with a view to protecting places of religious importance from attacks
emanating from the seas surrounding the Saudi Arabian state through the establishment of an
efficient naval force. With this in mind, the Saudi Naval Expansion Program (SNEP) was initiated
with the Helpance of the United States. Previously, the navy had only a few obsolete patrol boats,
landing craft, and utility boats. As of 1992, the main combat vessels were four guided-missile
frigates and four corvettes, nine missile-armed fast attack craft, and four minesweepers.359

353 Al-Enazy. A. H ‘The Long Road from Taif to Jeddah: Resolution of a Saudi-Yemin Boundary Dispute’ ECSSR (2006).
354 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
355 Ibid.
356 Al-Rodhan. K. R ‘The Impact of the Abqaiq Attack on Saudi Energy Security’ CSIS (27th February 2006).
357 Ibid.
358 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
359 Wolf. J ‘US arms sales seen booming in 2009’ Reuters (15th December 2008).
56
4.2 Anti-smuggling and Piracy
The strategic location of the Kingdom of Saudi Arabia, with proximity to international shipping
routes and drug producing countries, makes it a potentially appealing staging post for the trafficking
of illicit substances. In addition it is to be appreciated that many people, particularly in developing
nations, believe the strong Saudi Arabian economy can offer them a better life. As a result, these
people are often tempted to enter the country illegally with a view to seeking employment. This
means that trafficking (or smuggling), whether of people or illicit substances, is damaging to the
Saudi Arabian nation so that all efforts must then be made to ensure that it does not occur in the
future.360 But, as is discussed in greater detail in section 4.5, problems can arise with the issue of
smuggling outside of the country. Moreover, it is necessary to watch over all merchandise and other
ships which come into Saudi Arabian waters and guard them from any attack or piracy since the
Royal Saudi Naval Forces currently patrol the Gulf of Aden to counter piracy.361 As a result, RSNF
has already helped to ensure the protection of many national commercial vessels along with the
merchant ships of other countries in the process of addressing the phenomenon of piracy.
Piracy is one of the most significant forms of maritime crime to hit the world economy and has also
proved particularly detrimental in the region of Saudi Arabia.362 By way of illustration, as has
previously been alluded a crisis of piracy has emerged off of the Somalian coast in particular. For
example, on 4th April 2008 pirates commandeered a French luxury yacht in the Gulf of Aden,363
then on 21st August 2008 a dry cargo ship going from China to the Netherlands with 40,000 tons of
iron ore was hijacked in the gulf, whilst on 15th September 2008 the Japanese chemical tanker Stolt
Valor was seized by pirates in the gulf and was only later released on 16th November 2008
allegedly after a ransom of $2.5 Million was paid.364 More specifically, in the case of Saudi Arabian
problems experienced in this area, it is interesting to consider the fact that the Royal Saudi Naval
Forces participate in most efforts undertaken with a view to preventing acts of piracy being
perpetrated. For example, in the case of the Saudi Arabian oil tanker ‘Sirius Star’, the ship received
substantial international attention when Somalian pirates hijacked it on 15th November 2008 since
it was the biggest ship ever to be captured by pirates.365

360 Tvedt. O ‘Drug Trafficking, Refugees & Illegal Immigrants’, in ‘Maritime Violence & Other Security Issues at Sea’ The proceedings of the Symposium on Maritime Violence &
other Security Issues at Sea, World Maritime University, Malmö, Sweden (26th–30th August 2002), at pp.165-182.
361 MarEx Newsletter ‘Maritime Security Patrol Area (MSPA) in the Gulf of Aden Established’ MarEx (2008).
362 Chiarugi. M & Archibugi. D ‘Piracy Challenges Global Governance’ Open Democracy (9th April 2009).
363 Reuters ‘Pirates storm French Yacht off Somalia’ Reuters (4th April 2008).
364 NDTV.Com ‘Two-month ordeal was nightmare: Stolt Valor Captain’ NDTV.Com (18th November 2008).
365 Walker. R ‘Pirates pass open water test’ BBC News (18th November 2008).
57
The ship was en route from Saudi Arabia to the US by way of the Cape of Good Hope and, when it
was attacked, it was about 450 nautical miles southeast of the Kenyan coast, carrying 25 crewmen
and its tanks fully loaded with oil.366 On 20th November the pirates in question demanded a US$25
million ransom with a 10-day deadline before reducing their ransom demand to US$15 million on
24th November. The ship was finally released on 9th January 2009 after the payment of a $3 million
ransom from the ‘Sirius Star’s’ owners Vela International Marin.367 In another case, a Saudi Arabian
navy frigate helped thwart an attempt by pirates to hijack a Turkish cargo ship near the Gulf of
Aden. The frigate known as ‘Al-Riyadh’ responded to calls for help from the merchant ship ‘Yasa
Seyhan’ which came under attack by three small boats in international waters near the Gulf of
Aden.368 As a result, the pirates fled after the arrival of the frigate which is part of an international
fleet fighting piracy in the area. In looking to then comment upon the nature of the operation,
Turkish Ambassador Naci Koru recognized that “Such a rescue mission on the part of the Royal
Saudi Navy deserves all appreciation” as a symbol of the strong cooperation between Saudi Arabia
and Turkey on the one hand and amongst nations of the world on the other.369
4.3 Combined Task Force and Convoy Protection
As has already been recognized in the first subsection to this chapter, with a view to enhancing
maritime security in the region it is necessary to provide for patrols in Saudi Arabia’s regional and
economical waters. In view of the fact that more than 15 million barrels of oil make passage
through the Strait of Hormuz each and every day of the year there has proved to be an urgent need
for attention to maritime security and the provision of convoy protection.370 This is because as well
as needing to protect the ports there is a need to provide for the safeguarding of the important naval
transportation passages with greater international protection because the major state powers that
border these waterways failed in securing the movement of trade to protect the security of their
shipments371. By way of illustration, as has previously been recognized in section 2.4, the Gulf of
Aden has been widely recognized as an area of water particularly renowned for piracy that needed
greater regulation due to the lack of an effective Somalian government.
Therefore, to improve the situation the Maritime Security Patrol Area (MSPA) was designated as a

366 Google News ‘Saudi super-tanker taken to Somali pirate lair’ Google News (18th November 2008).
367 BBC News ‘Pirate ‘washes ashore with cash” BBC News (12th January 2009).
368 Ghazanfar Ali Khan. M ‘Saudi frigate thwarts pirate attack on ship’ Arab News (17th February 2009).
369 Ibid.
370 Isenberg. D ‘A game of chicken in the Persian Gulf’ Asia Times Online (10th January 2008).
371 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
58
specified patrol zone within the Gulf of Aden372 established in August 2008 by the CTF-151373 to
deter the destabilising activities already being undertaken in the region including piracy.374 For
example, on 11th November 2008, the Indian bulk-carrier Jag Arnav was attacked by pirates and so
the ship sent out an SOS call picked up by an Indian Navy Warship (INS Tabar), which launched an
armed helicopter with marine commandos to prevent the pirates from hijacking the vessel.375 With a
view to furthering developments in this regard the CTF-151 was a furthering of the remit of the
international naval task force to respond to attacks of piracy in shipping lanes off the Somalian
coasts, such as those already alluded to, covering approximately 1.1 million square miles. The CTF151 was established in January 2009 to conduct operations with a view to preventing instances of
piracy under a mission-based mandate throughout the Combined Maritime Forces (CMF) area of
responsibility to deter, disrupt and suppress piracy to protect global maritime security for all
nations’ benefit. The command staff of the CTF-151 consists of personnel from a number of
coalition countries and manages daily operations from onboard the ‘ROKS Kang Gamchan’ a
Chungmugong Yi Sun-sin class destroyer from the South Korean Navy. In addition, CTF-152
provides for multinational co-operation with a view to patrolling the Arabian Gulf from the northern
end where the area of responsibility of CTF-158 ends (i.e. in the North Arabian Gulf) and down to
the Strait of Hormuz between Oman and Iran where the area of responsibility for CTF-150
begins.376
As is reflected by the multinational efforts being undertaken in the Gulf region, it has long been
recognized that the passage of an international trade convoy in the waterways of the area may serve
to expose them to attacks from rogue elements like pirates.377 This has effectively served to mean
that the majority of the corridors of international shipping are subject to the provisions of
international law because it relates to the Maritime business interests of a number of countries to
protect the ships in transit in the region where the development of international law and custom
looks to provide for the transit of vessels from one destination to another.378 Such efforts can be
aided through the use of protective forces, like those that have been utilised in the Gulf of Aden in
the countries bordering on channels of international water, to be aimed at protecting international

372 MarEx Newsletter ‘Maritime Security Patrol Area (MSPA) in the Gulf of Aden Established’ MarEx (2008).
373 ICC Commercial Crime Services ‘Coalition warships set up Maritime Security Patrol area in the Gulf of Aden’ ICC Commercial Crime Services (26th August 2008).
374 U.S. Naval Forces Central Command/Commander, U.S. 5th Fleet Public Affairs Office ‘Press Release – Combined Task Force 150 thwarts criminal activities’ U.S. Naval Forces
Central Command/Commander, U.S. 5th Fleet Public Affairs Office (22nd September 2008).
375 The Hindu ‘Pirates attack Indian ship, Navy intervenes’ The Hindu (11th November 2008).
376 Royal Navy ‘Royal Navy assumes command of Combined Task Force 152’ Royal Navy (25th June 2009).
377 Ibid.
378 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
59
waterways from attack or danger through the establishment of an MSPA. 379 However, as has
already been recognised in section 4.1, there is a need for Saudi Arabia to look to have controls of
its own in the navigation channel, as it takes all security measures it deems appropriate to ensure its
corridors are safe for vessels to travel through. In addition, some States like Saudi Arabia operating
in the region may also look to force protection on the canal system with the imposition of legal
collection to obtain half the profits of the channel’s output. Saudi Arabia’s role is considered to be
particularly important since it looks to control most of the waterways that serve to internationally
link the majority of the world while protecting the Red Sea area, which could otherwise be
exploited illicitly.380
4.4 Combating Terrorism
Terrorism is also a significant issue for the Royal Saudi Naval Forces to deal with in view of the
fact that Saudi Arabia has incredibly valuable oil reserves consisting of approximately 262 billion
barrels within its territory along with its own processing facilities and a highly strategic position
that sits near shipping routes of international importance.381 With this in mind, it is clear that such
factors are likely to place the country of Saudi Arabia at a significant risk from both acts of
terrorism and other hostile activities perpetrated by foreign powers. As a result, since 12th May
2003, attacks in Saudi Arabia by terrorist organizations have caused numerous deaths of both
nationals and foreign residents and militants.382 By way of illustration, the oil processing facility at
Abqaiq was the site of an attempted terrorist attack in February 2006. As a result, the Saudi Arabian
authorities have looked to take significant precautions to prevent future attacks being perpetrated
against the facility at Abqaiq – as well as those situated elsewhere in the country – through the
securing of pipelines, oil fields, and other energy terminals.383 Surveillance from helicopters and
F15 patrols operate around the clock together with heavily equipped National Guard battalions
along the perimeter. Since oil fields and processing plants are large area targets with redundant
facilities, overlapping patrols serve to guarantee that an attack on one area would not cause a
serious disruption in the entire production system.384
In any given period of time there are approximately 25,000 to 30,000 troops looking to protect the

379 MarEx Newsletter ‘Maritime Security Patrol Area (MSPA) in the Gulf of Aden Established’ MarEx (2008).
380 Cordesman. A. H ‘Saudi National Security & the Saudi-US Strategic Partnership: Part One: The Civil & Economic Aspects of Security’ CSIS (29 April 2010).
381 EIA ‘Saudi Arabia’ Country Analysis Briefs (August 2005) .
382 Karam. S ‘Al-Qaeda vows more attacks after Saudi oil raid’ Reuters (25th February 2006), at pp.2-3.
383 Al-Rodhan. K. R ‘The Impact of the Abqaiq Attack on Saudi Energy Security’ CSIS (27th February 2006).
384 Cordesman. A. H & Obaid. N ‘Saudi Petroleum Security: Challenges & Responses’ CSIS (30th November 2004).
60
Kingdom of Saudi Arabia’s infrastructure. Each of the oil terminals and platforms have their own
specialized security units comprised of 5,000 Saudi Aramco security forces along with an unknown
number of specialized units of the National Guard and the Ministry of Interior.385 In addition, both
the Coast Guard along with components of the Royal Saudi Naval Forces look to protect the
installations from the sea.386 With this in mind, the Ministry of the Interior security units guarding
Saudi Arabian energy infrastructure include – (a) representatives from the Special Security Forces;
(b) Special Emergency Forces; (c) General Security Service; (d) regular forces of the Public
Security Administration; (e) Petroleum Installation Security Force (PISF); and (f) specialized
brigades of the Saudi Arabian National Guard (SANG), Royal Saudi Navy, and the Coast Guard.387
That such substantial efforts need to be undertaken to safeguard the country’s natural resources in
particular is marked by the fact that foreign powers, whether by direct aggression or by failure to
resolve territorial demarcation disputes appropriately, could lay claim to the valuable natural
resources that Saudi Arabia has otherwise been blessed with.388
Moreover, in another case it was necessary for the Royal Saudi Naval Forces to participate in
supporting the security forces in Makkah and Eastern area. The terrorists that caused problems in
this area in this regard in recent years were skilled marksmen with weapons that had good range and
they occupied the top levels of the Mosque’s minarets.389 As a result, Saudi Arabian armed forces –
with the Helpance of the Royal Saudi Naval Forces – looked to attack the terrorists and arrest them
all. The Royal Saudi Naval Forces are very active in looking to support the Interior Ministry in
fighting against acts of terror that may be perpetrated against the Saudi Arabian state. By way of
illustration, with a view to proving effective in its role in combating terrorist ideologies, the
Ministry of the Interior, with the support of the forces of the Royal Saudi Naval Forces, announced
the arrest of five individuals (two of whom were not Saudi) for disseminating terrorist propaganda
on Internet websites.390 As a result, the five individuals in question were then charged with seeking
to recruit young people to follow their terrorist ideals with a view to then mobilising them to act in
either Saudi Arabia or elsewhere abroad. From a technical standpoint, the Ministry of the Interior
recognized the websites in question were registered outside of the state of Saudi Arabia and that the
individuals owning the websites made frequent changes to the websites in a way that made it

385 Karam. S ‘Al-Qaeda vows more attacks after Saudi oil raid’ Reuters (25th February 2006), at p.3.
386 Cordesman. A. H & Obaid. N ‘Saudi Petroleum Security: Challenges & Responses’ CSIS (30th November 2004).
387 Karam. S ‘Al-Qaeda vows more attacks after Saudi oil raid’ Reuters (25th February 2006), at p.3.
388 Ibid.
389 Vickers. S ‘The Stability of Saudi Arabia in the face of Mounting Terrorist Attacks’ International Risk Ltd (7th July 2004).
390 Ibid.
61
difficult for the Saudi Arabian government to shut down.391 This is reflective of the fact that, in
Saudi Arabia, all armed forces including the Royal Saudi Naval Forces stand together hand-in-hand
with a view to more effectively fighting against terrorist attacks and protecting their homeland from
danger and threats.392
4.5 Yemen blockade to disrupt Al-Houthi resupply
The Yemen blockade undertaken to disrupt al-Houthi’s resupply arose out of the Sa’dah Insurgency
that led to a Yemeni civil war. The civil war in this case started in June 2004 when the dissident
cleric Hussein Badreddin al-Houthi, head of the Shi’a Zaidiyyah sect, launched an uprising against
the government of Yemen that was finally resolved in February 2010 with both a ceasefire and
truce.393 Most of the fighting that took place during the civil war occurred in Sa’dah Governorate in
Yemen’s northwest region – although some of the fighting spread to Haijah, Amran, al-Jaw and the
Saudi Arabian province of Jizan. Ostensibly, the government of Yemen alleged the Houthis were
looking to overthrow it and implement the religious Shī‘a law, whilst the rebels argued they were
looking to defend “their community against discrimination” and government aggression.394 As a
result, in August 2009 the army launched a fresh offensive against Shi’a rebels in the northern
Sa’ada province leading to the displacement of hundreds of thousands of people. The conflict then
proceeded to take on something of an international dimension and, as of 4th November 2009,
clashes arose between the northern rebels and the security forces of Saudi Arabia along the two
countries’ common border as they launched an anti-Houthi offensive.395
As a result, Saudi Arabian forces looked to impose a naval blockade upon the Red Sea coast of
northern Yemen, where regular weapon smuggling operations were taking place from the Eritrean
port of Assab to the port of Midi on coasts near the province of Sa’dah, so that it can be stored there
waiting to be transported by smugglers to the Houthis at the province of Sa’dah. Its believed that
Iranian Navy stationed in the Red Sea and Gulf of Aden, where coordinating the process of securing
the smuggling of arms and weapons from a port of Eritrea in Red Sea to the coast of Yemen for
groups armed rebels on the Yemeni government in Sa’dah province on the southern border of the
Kingdom of Saudi Arabia. The security cordon imposed by the Royal Saudi Naval Forces on the
port, “Midi” and the shores of North Yemen has paid off when the Royal Saudi Naval Ships cut off

391 Ibid.
392 Karam. S ‘Al-Qaeda vows more attacks after Saudi oil raid’ Reuters (25th February 2006), at p.8.
393 Al-Jazeera ‘Yemem rebels renew ceasefire offer’ Al-Jazeera (30th January 2010).
394 Ibid.
395 Nasrawi. S ‘Saudi Arabia enforces blockade near Yemen’ The Washington Post (11th November 2009).
62
the supply routes of weapons to Houthis.
With a view to combating Shiite rebels along its border after an escalation of fighting in the
southern Arabian Peninsula. Saudi Arabian policy makers took this step because Iran, which is the
region’s dominant Shiite power and had been accused by Arabs of backing the rebels, warned
neighbouring countries not to interfere in Yemen’s affairs.396 With this in mind, the steps taken by
Saudi Arabian policy makers served to raise concerns regarding the possibility of a proxy war in the
Middle East. The Shiite rebels in northern Yemen had been fighting the government for five years
before violence escalated into Saudi Arabia. Therefore, policy makers in the country responded with
several days of airstrikes against the rebels, whilst the kingdom’s warships had been ordered to
search any suspect ship sailing near the Yemeni coast to check for the smuggling of materials and
weaponry from Iran to the rebels.397 Prince Khalid bin Sultan, the Saudi Helpant defence minister,
went on to add that it was necessary for the rebels to “withdraw dozens of kilometres” inside Yemen
before the Saudi Arabian army would halt its assault. In response the Iranian Foreign Minister
Manouchehr Mottaki said that “The regional countries and especially the neighbouring countries —
we recommend seriously they not interfere in the internal issues of Yemen and instead try to restore
stability in Yemen”. Nevertheless, Saudi Arabian defence expert Anwar Eshki went on to add that
the Saudi Arabian army has served to tighten up its control of the border area – although it has no
plans to enter Yemen despite Saudi airstrikes on rebel arms positions.398
4.6 Natural disasters & humanitarian Helpance
As for the matter of humanitarian Helpance in Saudi Arabia, there is a need to consider a number of
different actions in this regard perpetrated by the Royal Saudi Naval Forces. By way of illustration,
in looking to deal with the problems emanating from natural disasters in the region, the Royal Saudi
Naval Forces has played a particularly prominent role in acts of search and rescue. Heavy rain and
flash floods in Najran, Al-Qunfudha, Al-Leeth and Jizan led to the deaths of many people, but the
Royal Saudi Naval Forces were able to rescue numerous others that were trapped in valley beds
after downpours had paralysed traffic throughout the region.399 It has also proved to be incumbent
upon the RSNF to deal with medical evacuations. This is because the Royal Saudi Naval Forces has
undertaken planned preparations to face emergency situations like medical evacuations during Hajj

396 Ibid.
397 Ibid.
398 Ibid.
399 BBC News ‘Flood deaths in Saudi Arabia rise to around 100’ BBC News (28 November 2009).
63
season and also in the wake of floods, rain and earthquakes. The Royal Saudi Naval Forces also
provided some considerable help during the floods which hit the southern areas like Jizan so as to
be able to evacuate many thousands of affected people.400 Therefore, the Royal Saudi Naval Forces
were able to effectively participate in a disaster relief role with a view to demonstrating their value
as more than a deterrent to war or transnational threats through the employment of their instruments
of hard power to deliver aid to the victims of natural disasters such as the Jizan floods.
In addition, the Royal Saudi Naval Forces has played a particularly significant role in participating
in other armed forces exercises with what could be considered to be both brotherly and friendly
countries within the region. By way of illustration, internationally the Royal Saudi Naval Forces has
served to provide a significant presence in Somalia under the flag of the UN in its involvement in
‘Operation Restore Hope’.
401 In so doing the Royal Saudi Naval Forces contributed to the
distribution of subsidies to the affected people in Somalia leading to significant praise of the Saudi’s
as part of the joint forces of the UN. This is because Somalia relied on key players within the
Muslim world, and Saudi Arabia in particular, for military Helpance because their ideological ties
with the Islamic world reinforced mutual interests shared with several Muslim states and so the
Kingdom of Saudi Arabia provided the foundation for military cooperation.402 Therefore, as has
already been recognized, during the 1960s, Saudi Arabian naval forces did their best to co-operate
with the UN with a view to better maintaining peace within Somalia and distributing aid to the
people.

400 Ibid.
401 Miller. L. L & Moskos. C ‘Humanitarians or Warriors?: Race, Gender, & Combat Status in Operation Restore Hope‘ (1995) 21 Armed Forces & Society 615, at pp.615-637.
402 Ibid.
64
Chapter 5 – Conclusion and Recommendations
5.1 Conclusion
Having sought to consider the role of naval forces in the non-military maritime domain
internationally, it is clear that the activities in which navies the world over are willing to participate
in are varied since there are a number of problems and areas where it is possible for maritime
Helpance to be provided. This is reflected by the fact that the sea has become the main artery of
international trade and hydrocarbons are the most important of all the commodities that are
transported by sea today as the life-blood of modern industry and economies. Sea transport has
proved to be the largest carrier of freight in recorded history since it has been recognized that
transport by water is commonly cheaper than transport by air over any distance and may be utilized,
with this in mind, for the purposes of commerce or recreation. Therefore, naval forces were founded
in countries around the world to protect those sources of transport operations at sea with a view to
then reducing the problems of maritime crime in international waters. In addition, the role of navies
the world over has been extended to other areas including acts of scientific advancement and
international aid such as and through the ongoing development of the field of hydrography along
with the provision of humanitarian Helpance.
Nevertheless, it is clear that there is still scope for improvement and greater clarification of the law
as it has developed over time in this area. This is because, as has been shown with the example of
the Gulf of Aden, even where an area is designated as a ‘safe zone of transit’ such as the Maritime
Security Patrol Area (MSPA),403 there still exist substantial problems in this area. For example, on
4th April 2008 pirates commandeered a French luxury yacht in the Gulf of Aden,404 on 21st August
2008 a dry cargo ship going from China to the Netherlands with 40,000 tons of iron ore was
hijacked in the gulf and on 15th September 2008 the Japanese chemical tanker ‘Stolt Valor’ was
seized by pirates in the gulf and was only later released after a ransom was paid.405 Finally, in the
case of the Saudi Arabian oil tanker ‘Sirius Star’, the ship received substantial international attention
when Somalian pirates hijacked it on 15th November 2008 since it was the biggest ever to be
captured by pirates reflecting the ongoing problems in the region despite regulatory attempts.406

403 MarEx Newsletter ‘Maritime Security Patrol Area (MSPA) in the Gulf of Aden Established’ MarEx (2008).
404 Reuters ‘Pirates storm French Yacht off Somalia’ Reuters (4th April 2008).
405 NDTV.Com ‘Two-month ordeal was nightmare: Stolt Valor Captain’ NDTV.Com (18th November 2008).
406 Walker. R ‘Pirates pass open water test’ BBC News (18th November 2008).
65
In addition, even where naval forces internationally have sought to Help in the event of there being
humanitarian disasters, some notable problems have arisen from out of the strict adherence to
international legal norms. This is because the UN General Assembly Declaration of Principles of
International Law Concerning Friendly Relations & Cooperation Among States in Accordance with
the UN Charter 1945 proclaims there is an effective “duty not to intervene in matters within the
domestic jurisdiction of any state”.
407 Therefore, whenever natural disasters have arisen in the past
some significant problems have developed with the provision of humanitarian Helpance in practice.
For example, when Cyclone Nargis struck Myanmar in early May 2008408 nearly 140,000 people
were killed or categorized as missing409 and so the international community quickly mobilised itself
with millions of dollars worth of aid arriving within days.410 The problem was the aid remained
largely unused because the ruling military junta regime refused to let foreign aid in411 and instead
impounded it 412 whilst US Navy ships languished off the coast, continuously rebuffed. 413
Eventually the failure to accept foreign aid became so extreme French Foreign Minister Bernard
Kouchner and a number of US lawmakers appealed to their governments for forced intervention414
because until aid was eventually accepted the choices had seemed somewhat limited as a reflection
of the dilemma between humanitarian intervention and the responsibility to protect.415
Therefore, these examples of the problems experienced in this area are reflective of the difficulties
that naval forces have been faced with more generally in their work to date. It has been recognised
that such problems are arguably reflective of the fact there is a high degree of unavailability of
coordination among the naval forces of those countries. Such a view is reflected in the preceding
paragraph regarding the crisis in Myanmar 416 when one naval force attempts to provide
humanitarian Helpance away from its regional waters while hindered by obstacles when passing
through a country’s territorial seas or exposed to threats or attacks. By way of illustration, the
interference of political powers in a navy’s humanitarian activities, specifically sending medical and
food supplies by ships, has seen some countries stop the transference of such aid or forbid them

407 UN General Assembly Declaration of Principles of International Law Concerning Friendly Relations & Cooperation Among States in Accordance with the Charter of the United
Nations U.N. GAOR, 25th Sess., Supp. No. 18, U.N. Doc. A/8082 (24th October 1970), at p.338.
408 Office for the Coordination of Humanitarian Affairs (OCHA) Situation Report No. 46, United Nations, OCHA, Myanmar Cyclone Nargis (21st August 2008).
409 Ibid.
410 Jackson. T. R, Lt Cmdr ‘Bullets for Beans: Humanitarian Intervention & the Responsibility to Protect in Natural Disasters’ (2010) 59 Naval Law Review 1, at p.1.
411 Saputra. A & Mount. M ‘U.S. Marines: Aid Begins to Trickle into Myanmar’ CNN.Com (15th May 2008).
412 Brown. A, Jenkins. G & Chamberlain. G ‘Burma Generals Hijack Cyclone Relief Efforts’ Telegraph.co.uk (10th May 2008).
413 Associated Press ‘US Admiral: Myanmar Junta Unconcerned By Cyclone’ CNN.Com (15th May 2008).
414 See World Federalist Movement Institute for Global Policy ‘The Responsibility to Protect & its Application to the Situation in Burma’ World Federalist Movement Institute for
Global Policy (9th May 2008) & Australia Network News ‘US Congressmen Call for Humanitarian Intervention in Burma’ Australia Network News (17th May 2008).
415 Jackson. T. R, Lt Cmdr ‘Bullets for Beans: Humanitarian Intervention & the Responsibility to Protect in Natural Disasters’ (2010) 59 Naval Law Review 1, at p.2.
416 Office for the Coordination of Humanitarian Affairs (OCHA) Situation Report No. 46, United Nations, OCHA, Myanmar Cyclone Nargis (21st August 2008).
66
from entering that needy country’s waters to provide such Helpance.417
5.2 Recommendations
On this basis, in view of the problems that have been identified in both the summaries and the
overall discussion of this dissertation borne in mind regarding those areas of law enforcement and
aid that naval forces supply internationally, there is clear scope for improvement to the legal
position as it stands with a view to then making the role of naval forces in these areas much more
effective. Therefore, it would seem that the various challenges to the role of naval forces in the nonmilitary maritime domain must be addressed on a multi-layered basis with a view to better
maintaining maritime order as recommended in a paper prepared by Commander P. K. Ghosh of the
Indian Navy for the Center for Strategic and International Studies – American-Pacific Sealanes
Security Institute conference on Maritime Security in Asia. 418 Nevertheless, although regional
cooperation between navies and coast guards internationally needs to take centre stage in the
emerging order of regulation of the maritime environment, non-military maritime cooperation is
equally important. With this in mind, it is incumbent upon navies internationally to look to reorient
themselves from the existing mindset, with a view to then better preparing for war, to ensure peace
so there is a need for greater stability to cooperate with a view to achieving greater regulation of the
maritime area.
It has come to be understood that any multinational agency that has been designed to deal with the
maritime challenges discussed in this dissertation regarding non-military matters will need to
establish priorities which multinational security organizations will have to adapt to with respect to
the pace of operations and the force to be applied to a challenge. By way of illustration, instances of
maritime piracy and terrorism along with acts of humanitarian intervention would most directly and
extensively involve international naval forces. Unfortunately, however, there has also been proved
to be a lack of sufficiently ‘channeled’ efforts towards addressing non-military maritime challenges,
whilst previous efforts to combat these problems have been mostly bilateral and trilateral
arrangements along with a near total absence of a multilateral approach to deal with disorder in the
maritime field.

417 Jackson. T. R, Lt Cmdr ‘Bullets for Beans: Humanitarian Intervention & the Responsibility to Protect in Natural Disasters’ (2010) 59 Naval Law Review 1, at p.1.
418 Ghosh. P. K, Cdr ‘Maritime Security Challenges in South Asia & the Indian Ocean: Response Strategies’ A paper prepared for the Center for Strategic & International Studies –
American-Pacific Sealanes Security Institute conference on Maritime Security in Asia (18-20th January 2004).
67
On this basis, it is necessary to put into place Joint Maritime Centers along with Oil Spill Response
Centers that are interlinked, and comprise regional navies and coast guards, at important ports to
allow for rapid and coordinated responses to smuggling, piracy, humanitarian disasters, and searchand-rescue operations as crucial areas requiring cooperation. The establishment of such centers
could also serve to offer a potential venue for allowing for intelligence sharing. In addition, there is
a need for regional states to look to develop marine technology and a joint strategy with a view to
guaranteeing the safety of both ports and harbors, whilst also looking to pursue coordinated efforts
in relation to the utilization and management of marine resources. Moreover, it is also incumbent
upon littoral states in the region to look to regional power centers for help with a view to then being
able to better maintain maritime order and cope with natural disasters. This is because, as has been
shown throughout this dissertation countries with enhanced maritime capabilities like the US, UK
and Saudi Arabia can help to maintain order in the maritime sector. Such a view is based on the fact
they are not only cooperating amongst themselves but also taking other littoral states on board as
part of the multilateral efforts that have been undertaken towards the achievement of greater
maritime order and the prevention of crime and terrorism along with greater support in
humanitarian efforts that are undertaken.
From the preceding chapter it is clear that Saudi Arabia, in particular, already has an extensive
regulatory framework both nationally and internationally to govern and better regulate the maritime
sector. But the framework that has developed in the country to date is still significantly fragmented
since numerous government ministries and other bodies in the country have been recognized as
having overlapping responsibilities in relation to the nature of their activities for furthering the aims
of the country. In view of the fact the Saudi Arabian maritime sector is considered to be gaining
somewhat with regards to its economic importance – particularly in relation to the matters of
international trade and shipping along with coastal development – there is a need to provide for
greater safeguards to be implemented. As a result, there is a need to recognize that the pressure on
the maritime sector is being increased in and around the Saudi Arabian territory in view of its
importance to trade in the region and so it is becoming ever more important that the sector is
managed and overseen in an effectively integrated and coherent manner.
Therefore, in view of the problems experienced there is a need to address the overlap of ministerial
responsibilities that will lead to a lack of attention in some areas and an excess of attention in others
because there is no overriding authority to appropriately delegate duties in relation to the activities
of the Saudi Arabian navy. This means it is very important for the Saudi Arabian government to
68
look to realise the increasing role of the maritime sector in the country’s future and implement such
strategies with a view to optimising the sector’s use, reduce conflicts of interest, and increase
resource and environmental integrity. On this basis, it is likely to become necessary to develop a
maritime strategy in Saudi Arabia that incorporates all aspects of the sector and allows a specified
set of decision makers to more effectively coordinate activities and policies for the Saudi Arabian
maritime sector’s greater good. At the very least there is a need for greater co-ordination of efforts in
this regard at the regional level that could be expanded out globally to limit restrictions and allow
for more substantial developments in relations between nations to support one another in the
prevention of crime and the provision of help in matters of humanitarian Helpance.
69
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88

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